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Casey Elizabeth Gahan

CRD# 6067832·Registered 2012 - 2022
Previously Registered: Being a previously registered professional could mean that Casey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Casey Elizabeth Gahan was a registered financial advisor. Casey was a previously registered financial professional and started their career in finance 2012 - 2022. Casey had worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

ELECTRONIFIE SECURITIES LLC·CRD# 170945
BD
New York, NY
May 31, 2017 - June 22, 2022
TRUMID FINANCIAL LLC·CRD# 172129
BD
New York, NY
June 16, 2015 - June 22, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
September 3, 2012 - May 5, 2015

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Current Firm

ES
ELECTRONIFIE SECURITIES LLC

ELECTRONIFIE SECURITIES LLC

CRD#: 170945 / SEC#: 8-69437
BD
Terminated by SEC on 08/22/2022

Contact Information

Established

New York since 10/09/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
TRUMID HOLDINGS LLCPARENT—
BARRETT, LANCE MATTHEWFINOP6999105
KOVNER, NICHOLAS ADAMCHIEF COMPLIANCE OFFICER6566845
MATEO, RONALD MICHAELCEO2802819
SIRACUSE, DANIEL JCHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER5752088
SOBEL, MICHAEL EVANPRESIDENT4430822

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Sep 2012About the Series 79 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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