MB
Michael J. Breen
ALLSPRING FUNDS DISTRIBUTOR
Boston, MA 02210
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CRD#: 6067604
MB
Professional summary
Michael Joseph Breen, CIMA®, who also goes by Michael J Breen, Michael Joseph Breen, Michael Breen, is a registered financial professional currently at ALLSPRING FUNDS DISTRIBUTOR, LLC located in Boston, Massachusetts.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Michael J Breen | Michael Joseph Breen | Michael Breen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Breen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 15, 2025 - Present
ALLSPRING FUNDS DISTRIBUTOR, LLC
Office #1: 101 Seaport Blvd 11th Floor, Boston, MA 02210BD
CRD#: 133366
Boston, MA
Past
June 6, 2024 - March 18, 2025
FNEX CAPITAL, LLC
BD
CRD#: 166316
Boston, MA
Past
June 5, 2023 - June 5, 2024
F/M DISTRIBUTORS, LLC
BD
CRD#: 324026
Boston, MA
Past
January 31, 2022 - June 5, 2023
FORESIDE FINANCIAL SERVICES, LLC
BD
CRD#: 148477
Boston, MA
Past
August 24, 2015 - January 3, 2022
NATIXIS DISTRIBUTION, LLC
BD
CRD#: 34754
BOSTON, MA
Past
August 5, 2013 - August 17, 2015
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/15/2025)
RR
Alaska(9/15/2025)
RR
Arizona(9/15/2025)
RR
Arkansas(9/15/2025)
RR
California(9/15/2025)
RR
Colorado(9/15/2025)
RR
Connecticut(9/15/2025)
RR
Delaware(9/15/2025)
RR
District of Columbia(9/15/2025)
RR
Florida(9/15/2025)
RR
Georgia(9/15/2025)
RR
Hawaii(9/15/2025)
RR
Idaho(9/15/2025)
RR
Illinois(9/15/2025)
RR
Indiana(9/15/2025)
RR
Iowa(9/15/2025)
RR
Kansas(9/15/2025)
RR
Kentucky(9/15/2025)
RR
Louisiana(9/15/2025)
RR
Maine(9/15/2025)
RR
Maryland(9/15/2025)
RR
Massachusetts(9/15/2025)
RR
Michigan(9/15/2025)
RR
Minnesota(9/15/2025)
RR
Mississippi(9/15/2025)
RR
Missouri(9/15/2025)
RR
Montana(9/15/2025)
RR
Nebraska(9/15/2025)
RR
Nevada(9/15/2025)
RR
New Hampshire(9/15/2025)
RR
New Jersey(9/15/2025)
RR
New Mexico(9/15/2025)
RR
New York(9/15/2025)
RR
North Carolina(9/15/2025)
RR
North Dakota(9/15/2025)
RR
Ohio(9/15/2025)
RR
Oklahoma(9/15/2025)
RR
Oregon(9/15/2025)
RR
Pennsylvania(9/15/2025)
RR
Puerto Rico(9/15/2025)
RR
Rhode Island(9/15/2025)
RR
South Carolina(9/15/2025)
RR
South Dakota(9/15/2025)
RR
Tennessee(9/15/2025)
RR
Texas(9/15/2025)
RR
Utah(9/15/2025)
RR
Vermont(9/15/2025)
RR
Virgin Islands(9/15/2025)
RR
Virginia(9/15/2025)
RR
Washington(9/15/2025)
RR
West Virginia(9/15/2025)
RR
Wisconsin(9/15/2025)
RR
Wyoming(9/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSPRING FUNDS DISTRIBUTOR, LLC
ALLSPRING FUNDS DISTRIBUTOR, LLC | WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD#: 133366 / SEC#: , 8-66716
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1415 Vantage Park Drive, Charlotte, NC 28203
Mailing Address
417 E Chicago Street, Milwaukee, WI 53052
Phone number
(888) 877-9275
Established
Delaware since 07/09/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS LLC | PARENT | |
| GIBSON, LORI MITCHUM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 3070238 |
| KENNEY, JOHN DUFF | DIRECTOR | 2387755 |
| MCKINLEY, KATHERINE SANDMAN | CHIEF LEGAL OFFICER | 6807581 |
| MONINGER, JOHN KENNETH | PRESIDENT/CHAIRMAN | 2494976 |
| WILARY, CAROLYN ANN | CHIEF COMPLIANCE OFFICER | 4220513 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLSPRING FUNDS DISTRIBUTOR, LLC
CRD#: 133366Boston, MA 02210TRUST BUT VERIFY
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