Rohan R. Nayak

BASSO CAPITAL MANAGEMENT, L.P.

Stamford, CT 06902

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CRD#: 6066126

Professional summary

Rohan Ramesh Nayak, CFP® is a registered financial advisor currently at BASSO CAPITAL MANAGEMENT, L.P. located in Stamford, Connecticut.

Rohan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Rohan has worked at 4 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rohan Ramesh Nayak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

June 26, 2025 - Present

BASSO CAPITAL MANAGEMENT, L.P.

Office #1: 1266 East Main Street 6th Floor, Stamford, CT 06902

RIA

CRD#: 132311

Stamford, CT

Past

May 2, 2022 - June 16, 2025

ONE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 114861

San Francisco, CA

Past

November 19, 2019 - May 3, 2022

FUNDX INVESTMENT GROUP, LLC

RIA

CRD#: 109194

SAN FRANCISCO, CA

Past

January 2, 2013 - July 29, 2019

BELL INVESTMENT ADVISORS INC

RIA

CRD#: 108383

OAKLAND, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BASSO CAPITAL MANAGEMENT, L.P.

BASSO CAPITAL GROUP | BASSO FAMILY OFFICE | BASSO CAPITAL MANAGEMENT, L.P.

CRD#: 132311 / SEC#: 801-64130

RIA

Registered Investment Advisory firm - (4/12/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

BASSO CAPITAL MANAGEMENT, L.P.

BASSO CAPITAL GROUP | BASSO FAMILY OFFICE | BASSO CAPITAL MANAGEMENT, L.P.

CRD#: 132311 / SEC#: 801-64130

RIA

Registered Investment Advisory firm - (4/12/2005 Approved)

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Contact information

Main Address

1266 East Main Street 4th Floor, Stamford, CT 06902-3546

Mailing Address

Phone number

(203) 352-6100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROWN ADV PART 2B (6/23/2025)

NAYAK ADV PART 2B (6/16/2025)

BASSO CAPITAL MANAGEMENT, L.P. FORM ADV PART 2A (4/11/2025)

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 2,231,506,173

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Rohan R. Nayak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rohan Ramesh Nayak's CRS (Customer Relationship Summary).

Certified licenses

Experience

BASSO CAPITAL MANAGEMENT, L.P.

ONE CAPITAL MANAGEMENT, LLC

FUNDX INVESTMENT GROUP, LLC

BELL INVESTMENT ADVISORS INC

Primary Firm SEC Registration

BASSO CAPITAL MANAGEMENT, L.P.

State Registrations and Notice Filings

Exams

Current Firm

BASSO CAPITAL MANAGEMENT, L.P.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BASSO CAPITAL MANAGEMENT, L.P.

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