JL
Jesus S. Leal
STATE FARM INVESTMENT MANAGEMENT
Albuquerque, NM 87110
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CRD#: 6065938
JL
Professional summary
Jesus Socorro Leal, who also goes by Jesse Socorro Leal, Jesse Leal, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Albuquerque, New Mexico and STATE FARM VP MANAGEMENT CORP. located in Albuquerque, New Mexico.
Jesus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Jesus has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jesse Socorro Leal | Jesse Leal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Properties Leal, LLC; non-investment-related; 141 Eubank Blvd. NE, Albuquerque, NM 87123; Investment or Commercial; Officer/Chairman/100%; 06/01/2016; 2hr/mo. 0hr/mo.; Review bank statements, make deposits in the checking account, Pay bills/Co-Signor on checking account 2) Jesus Leal's Insurance Agency; Insurance Agency; Investment-related; 141 Eubank Blvd NE Albuquerque, NM 87123-2709; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2013; 80; 80; Service customers and supervise employees 3) SEVILLE SUBDIVISION HOA; non-investment-related; 7770 JEFFERSON STREET NE SUITE 102 ALBUQUERQUE, NM 87109; Association/Committee/Council; Board member; none; 11/18/2023; 2; 0; working to improve and maintain the neighborhood.
CRS (Client Relationship Summary) - RIA
Click below to view Jesus Socorro Leal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 24, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 2800 Sn Mateo Blvd Ne Ste 102, Albuquerque, NM 87110Office #2: 4420 4th Street Nw Tasp, Albuquerque, NM 87107RIA
CRD#: 3487
Albuquerque, NM
Current
June 25, 2012 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 141 Eubank Blvd Ne, Albuquerque, NM 87123BD
CRD#: 43036
Albuquerque, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/28/2023)
IAR
Arizona(3/20/2023)
RR
Colorado(2/28/2023)
IAR
Colorado(3/1/2023)
RR
New Mexico(7/2/2012)
IAR
New Mexico(9/24/2018)
RR
Texas(2/28/2023)
IAR
Texas(3/6/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Albuquerque, NM 87110TRUST BUT VERIFY
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