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SJ

Sergio Jimenez

TRADEPMR BY ROBINHOOD
CLEARWATER, FL 33762
Some features on this profile are disabled
CRD#: 6065904
SJ
Sergio JimenezTRADEPMR BY ROBINHOOD

Professional summary

Sergio Jimenez, who also goes by Sergio Jimenez Henao, is a registered financial professional currently at TRADEPMR BY ROBINHOOD located in Clearwater, Florida.

Sergio is registered as a RR (Registered Representative) and started their career in finance in 2012. Sergio has worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 11 and Series 24 exams.

Aliases

Sergio Jimenez Henao

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sergio Jimenez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 12, 2012 - Present

TRADEPMR BY ROBINHOOD

Office #1: 13945 Evergreen Avenue, Clearwater, FL 33762
BD
CRD#: 46350
CLEARWATER, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/25/2022)
RR
Florida
(3/31/2015)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 12/15/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 4/3/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 11
Status Unavailable
Passed: 10/19/2012
Assistant Representative-Order Processing Qualification Exam
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 2/25/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TB
TRADEPMR BY ROBINHOOD
TRADE-PMR INC. | TRADEPMR BY ROBINHOOD

CRD#: 46350 / SEC#: , 8-51390

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
13945 Evergreen Avenue, Clearwater, FL 33762
Mailing Address
13945 Evergreen Avenue, Clearwater, FL 33762
Phone number
(352) 332-8723
Established
Florida since 10/30/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GATOR MERGER SUB II, LLCSHAREHOLDER
BALDWIN, ROBB WALLERCHIEF EXECUTIVE OFFICER1409477
DILBONE, ROBERT POTTER JRCHIEF REVENUE OFFICER5893751
KELATI, DANIEL TCHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL3103432
LEGACY, ELIZABETHCHIEF COMPLIANCE OFFICER4368139
QUIRK, STEVEN MARKDIRECTOR2728768
VICTORIA, RICHARD SCOTTPRESIDENT & CHIEF OPERATING OFFICER5371275

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADEPMR BY ROBINHOOD

CRD#: 46350Clearwater, FL 33762

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