Brooke E. Reichwald

KESTRA ADVISORY SERVICES

Green Bay, WI 54301

Some features on this profile are disabled

CRD#: 6065725

Professional summary

Brooke Erin Reichwald, CFP®, who also goes by Brooke Erin Krysiak, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Green Bay, Wisconsin and KESTRA INVESTMENT SERVICES, LLC located in Green Bay, Wisconsin.

Brooke is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Brooke has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brooke Erin Krysiak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NOTARY PUBLIC POSITION: Notary NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/29/2021 ADDRESS: 2050 Riverside Dr. Ste. 303, Green Bay WI 54301, United States DESCRIPTION: Observe individuals signing documents and notarize them. KESTRA ADVISORY SERVICES LLC POSITION: Operations Manager NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/29/2021 ADDRESS: 5707 Southwest Parkway Building 2, Ste 400, Austin TX 78735, United States DESCRIPTION: Take care of client service requests and assist advisors in the opening of client accounts. NEW WALL STREET LLC POSITION: Operations Manager NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/29/2021 ADDRESS: 2050 Riverside Dr. Ste. 303, Green Bay WI 54301, United States DESCRIPTION: Process client service requests, help with Product and Investment research, perform administrative tasks for the company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooke Erin Reichwald's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 29, 2021 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 2050 Riverside Dr Ste 303, Green Bay, WI 54301

RIA

CRD#: 283330

Green Bay, WI

Current

November 29, 2021 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 2050 Riverside Dr Ste 303, Green Bay, WI 54301

CRD#: 42046

Green Bay, WI

Past

February 14, 2018 - December 6, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

GREEN BAY, WI

Past

February 14, 2018 - December 6, 2021

LPL FINANCIAL LLC

CRD#: 6413

GREEN BAY, WI

Past

January 3, 2017 - February 14, 2018

SII INVESTMENTS, INC.

RIA

CRD#: 2225

GREEN BAY, WI

Past

November 6, 2012 - December 31, 2016

SII INVESTMENTS, INC.

RIA

CRD#: 2225

GREEN BAY, WI

Past

September 25, 2012 - February 14, 2018

SII INVESTMENTS, INC.

CRD#: 2225

GREEN BAY, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Wisconsin
(11/29/2021)

IAR

Wisconsin
(11/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/5/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/30/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Hazan Akgun

J.P. MORGAN SECURITIES LLC

Clifton, NJ

Caleb Barr

MARINER WEALTH

IAR

Palm Beach Gardens, FL

Zhenyang Zhu

PEAK6 CAPITAL MANAGEMENT LLC

CHICAGO, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brooke E. Reichwald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooke Erin Reichwald's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/5/2012

SIE

Date: 10/1/2018

Series 7

Date: 9/24/2012

Series 24

Date: 10/30/2017

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors