Nathan J. Devaux

KESTRA ADVISORY SERVICES

Ft. Wayne, IN 46804

Some features on this profile are disabled

CRD#: 6065016

Professional summary

Nathan J Devaux, who also goes by Nathan J. Devaux, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Ft. Wayne, Indiana and KESTRA INVESTMENT SERVICES, LLC located in Ft. Wayne, Indiana.

Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Nathan has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nathan J. Devaux

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: THE SHELTON FINANCIAL GROUP POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/08/2024 ADDRESS: 7635 W Jefferson Blvd, Fort Wayne IN 46804, United States DESCRIPTION: Maintain relationship with clients and provide financial planning and investment services. NAME: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/15/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan J Devaux's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 2025 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 7635 W. Jefferson Blvd, Ft. Wayne, IN 46804

RIA

CRD#: 283330

Ft. Wayne, IN

Current

January 7, 2025 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 7635 W. Jefferson Blvd, Ft. Wayne, IN 46804

CRD#: 42046

Ft. Wayne, IN

Past

March 30, 2016 - August 11, 2016

HOWARD BAILEY SECURITIES, LLC

RIA

CRD#: 282712

FORT WAYNE, IN

Past

September 1, 2015 - July 27, 2016

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

FORT WAYNE, IN

Past

February 5, 2015 - April 29, 2015

MERCAP SECURITIES, LLC

CRD#: 156607

ATLANTA, GA

Past

February 20, 2013 - April 10, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

FORT WAYNE, IN

Past

June 18, 2012 - January 2, 2013

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(9/5/2025)

Florida
(3/5/2025)

Indiana
(2/19/2025)

IAR

Indiana
(2/19/2025)

Ohio
(10/16/2025)

Utah
(10/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/18/2025

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/7/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/11/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/7/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/12/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/15/2012

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Allison Moran

ONEAMERICA SECURITIES, INC.

Lincolnshire, IL

Kenneth Tucker

LPL FINANCIAL LLC

IAR

Saint Augustine, FL

Gabriel Shahin

FALCON WEALTH PLANNING, INC.

IAR

ONTARIO, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nathan J. Devaux

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan J Devaux's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

HOWARD BAILEY SECURITIES, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

MERCAP SECURITIES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/18/2025

Series 65

Date: 8/7/2015

Series 63

Date: 3/11/2013

Series 7TO

Date: 1/7/2025

SIE

Date: 11/12/2024

Series 6

Date: 6/15/2012

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors