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Sean M. Hendricks
HENDRICKS WEALTH AND ESTATE MANAGEMENT
ALGONQUIN, IL 60102
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CRD#: 6064288
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Professional summary
Sean Michael Hendricks is a registered financial advisor currently at HENDRICKS WEALTH AND ESTATE MANAGEMENT located in Algonquin, Illinois.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Sean has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Hendricks is a licensed attorney in the State of Illinois, he presently works for Hendricks Law Office. Sean Hendricks' bar number is #6300007. Legal services are not offered through our firm. In the event that a client desires to retain the services of Hendricks Law Office, that client must execute a separate agreement with Hendricks Law Office, and they will be provided with a disclosure which clearly indicates that any services offered through Hendricks Law Office are separate from this firm.
J.G. HENDRICKS FINANCIAL SERVICES, LLC. 600 SPRING HILL RING ROAD SUITE 108 WEST DUNDEE, IL 60118. Investment advisor, investment related, 40 per week, 40 hours in trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Michael Hendricks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 12, 2019 - Present
HENDRICKS WEALTH AND ESTATE MANAGEMENT
Office #1: 2403 Harnish Dr., Suite 201, Algonquin, IL 60102RIA
CRD#: 289593
ALGONQUIN, IL
Past
January 21, 2021 - March 23, 2023
HERO INVESTMENT PLANNERS LLC
RIA
CRD#: 311962
WEST DUNDEE, IL
Past
November 16, 2012 - January 2, 2015
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
WEST DUNDEE, IL
Past
September 5, 2012 - January 2, 2015
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
WEST DUNDEE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HENDRICKS WEALTH AND ESTATE MANAGEMENT
HENDRICKS WEALTH AND ESTATE MANAGEMENT | J.G.HENDRICKS FINANCIAL SERVICES, LLC | J.G. HENDRICKS FINANCIAL SERVICES, LLC DBA HENDRICKS WEALTH AND ESTATE MANAGEMENT
CRD#: 289593 / SEC#: 801-111818
RIA
Registered Investment Advisory firm - (10/6/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(7/12/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HW
HENDRICKS WEALTH AND ESTATE MANAGEMENT
HENDRICKS WEALTH AND ESTATE MANAGEMENT | J.G.HENDRICKS FINANCIAL SERVICES, LLC | J.G. HENDRICKS FINANCIAL SERVICES, LLC DBA HENDRICKS WEALTH AND ESTATE MANAGEMENT
CRD#: 289593 / SEC#: 801-111818
RIA
Registered Investment Advisory firm - (10/6/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2403 Harnish Dr., Suite 201, Algonquin, IL 60102
Mailing Address
Phone number
(847) 428-3997
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,688 |
| AUM (Assets Under Management) | $ 411,552,250 |
Red Flags
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Company Information
HENDRICKS WEALTH AND ESTATE MANAGEMENT
CRD#: 289593Algonquin, IL 60102TRUST BUT VERIFY
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