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ER

Eric G. Risi

MULTI-BANK SECURITIES
FT. LAUDERDALE, FL 33308
Some features on this profile are disabled
CRD#: 6063997
ER

Professional summary

Eric Gerard Risi, who also goes by Eric Gerard Risi, Eric Risi, is a registered financial professional currently at MULTI-BANK SECURITIES, INC. located in Ft. Lauderdale, Florida.

Eric is registered as a RR (Registered Representative) and started their career in finance in 2016. Eric has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Eric Gerard Risi | Eric Risi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Gerard Risi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 9, 2022 - Present

MULTI-BANK SECURITIES, INC.

Office #1: 2400 E. Commercial Blvd Ste. 1200, Ft. Lauderdale, FL 33308
BD
CRD#: 22098
FT. LAUDERDALE, FL
Past

December 4, 2020 - April 6, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
WEST PALM BCH, FL
Past

December 1, 2020 - April 6, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
WEST PALM BCH, FL
Past

July 23, 2020 - October 12, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
Del Ray Beach, FL
Past

June 26, 2020 - October 12, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI
Past

October 23, 2019 - January 27, 2020

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
BALTIMORE, MD
Past

November 29, 2018 - October 23, 2019

MORGAN STANLEY

RIA
CRD#: 149777
BOCA RATON, FL
Past

October 17, 2018 - October 23, 2019

MORGAN STANLEY

BD
CRD#: 149777
BOCA RATON, FL
Past

September 12, 2016 - February 20, 2018

MULTI-BANK SECURITIES, INC.

BD
CRD#: 22098
FT. LAUDERDALE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/13/2022)
RR
Colorado
(12/14/2022)
RR
Delaware
(10/12/2022)
RR
Florida
(9/19/2022)
RR
Michigan
(9/22/2022)
RR
New Jersey
(9/20/2022)
RR
New York
(10/6/2022)
RR
Ohio
(9/13/2022)
RR
Pennsylvania
(9/21/2022)
RR
Utah
(9/13/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/28/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/12/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/20/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/12/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MULTI-BANK SECURITIES, INC.
MULTI-BANK SECURITIES, INC.

CRD#: 22098 / SEC#: , 8-39547

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1000 Town Center #2300, Southfield, MI 48075
Mailing Address
1000 Town Center #2300, Southfield, MI 48075
Phone number
(248) 291-1100
Established
Michigan since 08/17/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MULTI-BANK SERVICES, LTD.SOLE SHAREHOLDER
DREWS, MICHAEL WAYNEVICE CHAIRMAN1664216
ELSNER, MERLIN AUBERONCCO5593423
KARSNER, MICHAEL STEPHENCHIEF FINANCIAL OFFICER/TREASURER5751851
MACCAGNONE, DAVID THOMASCEO, CHAIRMAN811479
MACCAGNONE, JEFFERY THOMASPRESIDENT/SECRETARY2077369

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MULTI-BANK SECURITIES, INC.

CRD#: 22098Ft. Lauderdale, FL 33308

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