KC
Katie W. Corsetto
WOLOSHIN INVESTMENT MANAGEMENT
Medford, NJ 08055
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CRD#: 6063553
KC
Professional summary
Katie Woloshin Corsetto, who also goes by Katie Woloshin Corsetto, Katie Meredith Woloshin, Katie Merideth Woloshin, is a registered financial advisor currently at WOLOSHIN INVESTMENT MANAGEMENT, LLC located in Medford, New Jersey.
Katie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Katie has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Katie Woloshin Corsetto | Katie Meredith Woloshin | Katie Merideth Woloshin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Life & Health Insurance Agent - less than 10 hours per week within securities trading hours. Sales and service of Life and health insurance policies. 40 North Main Street, Medford, NJ 08055
CRS (Client Relationship Summary) - RIA
Click below to view Katie Woloshin Corsetto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2015 - Present
WOLOSHIN INVESTMENT MANAGEMENT, LLC
Office #1: 40 North Main Street, Medford, NJ 08055RIA
CRD#: 132346
Medford, NJ
Past
September 28, 2015 - April 22, 2016
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
Medford, NJ
Past
March 27, 2015 - September 30, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
MEDFORD, NJ
Past
October 3, 2014 - April 6, 2015
MCADAM LLC
RIA
CRD#: 170914
WEST TYSONS CORNER, VA
Past
October 3, 2014 - March 25, 2015
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Tysons Corner, VA
Past
October 15, 2012 - October 3, 2014
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
TYSONS CORNER, VA
Past
September 12, 2012 - October 3, 2014
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
TYSONS CORNER, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WOLOSHIN INVESTMENT MANAGEMENT, LLC
WOLOSHIN INVESTMENT MANAGEMENT, LLC
CRD#: 132346 / SEC#: 801-126037
RIA
Registered Investment Advisory firm - (7/7/2022 Approved)California
Registered Investment Advisory firm - (9/2/2022 Terminated)Connecticut
Registered Investment Advisory firm - (2/9/2021 Terminated)Florida
Registered Investment Advisory firm - (8/3/2022 Terminated)Georgia
Registered Investment Advisory firm - (8/24/2022 Terminated)Massachusetts
Registered Investment Advisory firm - (8/3/2022 Terminated)New Jersey
Registered Investment Advisory firm - (8/15/2022 Terminated)North Carolina
Registered Investment Advisory firm - (12/16/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/4/2022 Terminated)Texas
Registered Investment Advisory firm - (8/3/2022 Terminated)Virginia
Registered Investment Advisory firm - (8/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(4/1/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WI
WOLOSHIN INVESTMENT MANAGEMENT, LLC
WOLOSHIN INVESTMENT MANAGEMENT, LLC
CRD#: 132346 / SEC#: 801-126037
RIA
Registered Investment Advisory firm - (7/7/2022 Approved)California
Registered Investment Advisory firm - (9/2/2022 Terminated)Connecticut
Registered Investment Advisory firm - (2/9/2021 Terminated)Florida
Registered Investment Advisory firm - (8/3/2022 Terminated)Georgia
Registered Investment Advisory firm - (8/24/2022 Terminated)Massachusetts
Registered Investment Advisory firm - (8/3/2022 Terminated)New Jersey
Registered Investment Advisory firm - (8/15/2022 Terminated)North Carolina
Registered Investment Advisory firm - (12/16/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/4/2022 Terminated)Texas
Registered Investment Advisory firm - (8/3/2022 Terminated)Virginia
Registered Investment Advisory firm - (8/3/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
40 North Main Street, Medford, NJ 08055
Mailing Address
Phone number
(609) 654-9700
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 849 |
| AUM (Assets Under Management) | $ 165,499,600 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 11/28/2023 | ||
| 09/29/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WOLOSHIN INVESTMENT MANAGEMENT, LLC
CRD#: 132346Medford, NJ 08055TRUST BUT VERIFY
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