Vanessa A. Verbosh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vanessa Angelica Verbosh, who also goes by Vanessa A Verbosh, Vanessa Verbosh, was a registered financial professional .
Vanessa is a previously registered financial professional and started their career in finance in 2012. Vanessa had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2016 - June 1, 2016
ERNST & YOUNG INVESTMENT ADVISERS LLP
October 22, 2013 - February 9, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 20, 2013 - February 9, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 25, 2012 - September 23, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 25, 2012 - September 23, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
Contact information
SEC notice filing (52 States and Territories)
Red Flags
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