Guannan Zeng
Professional summary
Guannan Zeng, who also goes by Allen Zeng, Guannan Zeng, is a registered financial professional currently at SUMMIT SECURITIES GROUP LLC located in New York, New York.
Guannan is registered as a RR (Registered Representative) and started their career in finance in 2012. Guannan has worked at 2 firms and has passed the Series 65, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Guannan Zeng's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 22, 2024 - Present
SUMMIT SECURITIES GROUP LLC
Office #1: 55 Broadway Suite 2102, New York, NY 10006June 15, 2012 - February 15, 2017
XAMBALA CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 7/22/2024
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SUMMIT SECURITIES GROUP LLC
CRD#: 159283 / SEC#: , 8-68977
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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