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Igor Plotnikov

CRD# 6062378·Registered 2012 - 2018
Previously Registered: Being a previously registered professional could mean that Igor is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Igor Plotnikov was a registered financial advisor. Igor was a previously registered financial professional and started their career in finance 2012 - 2018. Igor had worked at 2 firms and has passed the SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

ALPHA TRADING L.P.·CRD# 289434
BD
Ramat Hasharon
September 18, 2017 - March 1, 2018
XAMBALA CAPITAL, LLC·CRD# 158871
BD
Sunnyvale, CA
July 18, 2012 - June 29, 2017

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Current Firm

AT
ALPHA TRADING L.P.

ALPHA TRADING L.P.

CRD#: 289434 / SEC#: 8-69996
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1 Yael Man St., Ramat Hasharon 473450

Mailing Address

1 Yael Man St., Ramat Hasharon 473450

Phone Number

(312) 515-8317

Established

Delaware since 05/31/2017

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
SCOUT GROUP LLCSOLE LIMITED PARTNER—
CUTTICA, KEVIN MCHIEF EXECUTIVE OFFICER3077234
NATHANIEL, SHAIDEPUTY CEO7093865
SAMUELS, EYAL HILLELCHIEF OPERATION OFFICER7093748
SCOUT EQUITIES GP L.P.GP—
WAGSTAFF, CONNER FREDFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1427591
YACOV-CHEN, DIKLACHIEF COMPLIANCE OFFICER7219666

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Mar 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2012About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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