Robert J. Harmatys
Professional summary
Robert John Harmatys, who also goes by Robert J Harmatys, is a registered financial professional currently at BANKERS LIFE SECURITIES, INC. located in Augusta, Maine.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2013. Robert has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert John Harmatys's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2016 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 442 Civic Center Drive, Suite 450, Augusta, ME 04330January 16, 2015 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 8, 2013 - April 30, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2021)
(5/26/2016)
(2/8/2024)
Exams
FINRA
Current Firm
BANKERS LIFE SECURITIES, INC.
CRD#: 173962 / SEC#: , 8-69562
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CDOC, INC. | PARENT COMPANY | |
| GOLDBERG, SCOTT LOUIS | BOARD MEMBER | 5296395 |
| HEILMAN, CHERYL LYNN | PRESIDENT/CEO/DIRECTOR | 2114445 |
| JOSEPHSON, STEVEN M | COO, DIRECTOR | 2239540 |
| KELLY, BRETT J | DIRECTOR, BLS OPERATIONS | 4818868 |
| LAMSON, MARK LEE | DIRECTOR OF SALES PRACTICE | 1796166 |
| MCDONOUGH, PAUL H | BOARD MEMBER | 7089411 |
| ROBERTS, ALBERTA STEPHENS | CHIEF COMPLIANCE OFFICER/ SECRETARY | 2681068 |
| TUCKER, CLARK BOMAR | FINOP | 1977842 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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