Keith A. Butler

TIMECAPITAL INVESTOR ADVISORY SERVICES

Port Jefferson Station, NY 11776

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CRD#: 6062206

Professional summary

Keith Aaron Butler is a registered financial advisor currently at TIMECAPITAL INVESTOR ADVISORY SERVICES INC located in Port Jefferson Station, New York and TIMECAPITAL SECURITIES CORPORATION located in Port Jefferson Station, New York.

Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Keith has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TimeCapital Investor Advisory Services Inc., Money Manager, 11/2023 - Present, Investment Advisory Firm, Investment related business: Yes, Address: One Roosevelt Avenue, Port Jefferson Station, NY 11776, 80+ hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Aaron Butler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2023 - Present

TIMECAPITAL INVESTOR ADVISORY SERVICES INC

Office #1: One Roosevelt Avenue, Port Jefferson Station, NY 11776

RIA

CRD#: 105672

Port Jefferson Station, NY

Current

June 21, 2023 - Present

TIMECAPITAL SECURITIES CORPORATION

Office #1: One Roosevelt Avenue, Port Jefferson Station, NY 11776-3336

CRD#: 6845

Port Jefferson Station, NY

Past

September 11, 2014 - July 28, 2020

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

July 23, 2012 - April 23, 2014

TIMECAPITAL SECURITIES CORPORATION

CRD#: 6845

PORT JEFFERSON STATION, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TIMECAPITAL INVESTOR ADVISORY SERVICES INC

CRD#: 105672 / SEC#: 801-11732

RIA

Registered Investment Advisory firm - (7/29/1976 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(10/31/2023)

IAR

New York
(11/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/20/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/1/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 9/22/2023

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/3/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TIMECAPITAL INVESTOR ADVISORY SERVICES INC

CRD#: 105672 / SEC#: 801-11732

RIA

Registered Investment Advisory firm - (7/29/1976 Approved)

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Contact information

Main Address

One Roosevelt Avenue, Port Jefferson Station, NY 11776

Mailing Address

Phone number

(631) 331-1400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TCIA ADV PART 2 BROCHURE (6/27/2025)

Regulatory assets under management

Total Number of Accounts	496
AUM (Assets Under Management)	$ 232,056,930

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Keith A. Butler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Aaron Butler's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIMECAPITAL SECURITIES CORPORATION

BARCLAYS CAPITAL INC.

TIMECAPITAL SECURITIES CORPORATION

Primary Firm SEC Registration

TIMECAPITAL INVESTOR ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/20/2023

Series 7TO

Date: 12/1/2022

SIE

Date: 10/1/2018

Series 7

Date: 7/20/2012

Series 27

Date: 9/22/2023

Series 24

Date: 8/3/2023

FINRA

Current Firm

TIMECAPITAL INVESTOR ADVISORY SERVICES INC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TIMECAPITAL INVESTOR ADVISORY SERVICES INC

TRUST BUT VERIFY

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