FIND A TIMECAPITAL SECURITIES CORPORATION FINANCIAL ADVISOR NEAR ME
Find, Compare and Monitor Financial Advisors at TIMECAPITAL SECURITIES CORPORATION
Looking for a Financial Advisor at TIMECAPITAL SECURITIES CORPORATION?
We have compiled every financial advisor who works at TIMECAPITAL SECURITIES CORPORATION in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.
If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.
FIRM PROFILE
Overview
TIMECAPITAL SECURITIES CORPORATION is located at One Roosevelt Avenue, Port Jefferson Station, NY 11776-3336 and was first established at Long Island, New York in 11/26/1974. After operating for 51 years, TIMECAPITAL SECURITIES CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TIMECAPITAL SECURITIES CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. TIMECAPITAL SECURITIES CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TIMECAPITAL SECURITIES CORPORATION are registered to handle securities or provide financial advice. The firm has 3 disclosures, 2 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TIMECAPITAL SECURITIES CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TIMECAPITAL SECURITIES CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for TIMECAPITAL SECURITIES CORPORATION Comes From
Understanding the Statistics for TIMECAPITAL SECURITIES CORPORATION and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
No Information
No Information
FIRM INFORMATION
One Roosevelt Avenue, Port Jefferson Station, NY 11776-3336
One Roosevelt Avenue, Port Jefferson Station, NY 11776-3336
Small
(631) 331-1400
New York since 11/26/1974
Corporation
March
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| ROHMAN, ALEX JOHN | PRESIDENT / CHIEF COMPLIANCE OFFICER / EXECUTIVE OFFICER | 2272815 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at TIMECAPITAL SECURITIES CORPORATION
Alex John Rohman
Joseph Stein
Keith Aaron Butler
Compare statistics for financial advisors here.
Review financial advisor disclosures here.
