Daniel A. Routh
OLD PEAK FINANCE
Chapel Hill, NC 27517
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CRD#: 6062132
Professional summary
Daniel Alan Routh, CFP® is a registered financial advisor currently at OLD PEAK FINANCE located in Chapel Hill, North Carolina.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Daniel has worked at 2 firms .
Biography
Dan is a CERTIFIED FINANCIAL PLANNER™ professional helping doctors in practice & research organize their financial lives. He has spent over half of his 8+ years of experience in financial planning working with private practice owners and employed physicians at hospitals and pharma companies. As the spouse of a practicing veterinarian, Dan has a unique viewpoint when working with the medical community.
Old Peak Finance is a fee-only financial planning and wealth management firm in Chapel Hill, NC. Old Peak provides ongoing, REAL FINANCIAL PLANNING® to each of its 115+ clients - mostly busy professionals and business owners. In business for more than a decade, Old Peak has focused on 3 things that set ourselves apart from most financial services firms: a tailored, comprehensive, and fiduciary relationship with our clients.
Over the last several years, Dan's expertise has been featured in numerous media outlets, including DVM360, CNBC, Business Insider, MarketWatch, and Barron's. Dan speaks regularly alongside his colleagues to educate Triangle area medical schools and early doctors’ groups about personal finance. He also appears monthly on The Veterinarian Success Podcast, a personal finance podcast geared towards veterinarians.
Dan is an active member of the NCVMA - Industry Council, VetPartners, and NAPFA.
Question & Answer
What are your service offerings?
Tax Planning
Life Transitions
Insurance Planning
Investment Planning
Employee and Employer Plan Ben...
Retirement Planning
Estate Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
Fixed Fee (Subscription, Retai...
High Net Worth Client Needs
Medical Professionals
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Alan Routh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
May 27, 2019 - Present
OLD PEAK FINANCE
Office #1: 100 Europa Drive Suite 410, Chapel Hill, NC 27517RIA
CRD#: 154804
Chapel Hill, NC
Past
April 26, 2017 - May 7, 2019
EXENCIAL WEALTH ADVISORS
RIA
CRD#: 130475
OKLAHOMA CITY, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OLD PEAK FINANCE
OLD PEAK FINANCE | OLD PEAK FINANCE LLC
CRD#: 154804 / SEC#: 801-109968
RIA
Registered Investment Advisory firm - (2/14/2017 Approved)North Carolina
Registered Investment Advisory firm - (2/17/2017 Terminated)Texas
Registered Investment Advisory firm - (2/17/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(5/27/2019)
Exams
Current Firm
OLD PEAK FINANCE
OLD PEAK FINANCE | OLD PEAK FINANCE LLC
CRD#: 154804 / SEC#: 801-109968
RIA
Registered Investment Advisory firm - (2/14/2017 Approved)North Carolina
Registered Investment Advisory firm - (2/17/2017 Terminated)Texas
Registered Investment Advisory firm - (2/17/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Europa Drive Suite 410, Chapel Hill, NC 27517
Mailing Address
Phone number
(919) 459-8181
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 579 |
| AUM (Assets Under Management) | $ 575,178,443 |
Red Flags
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Company Information
OLD PEAK FINANCE
CRD#: 154804Chapel Hill, NC 27517TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
