RG
Ronel C. Gonzales
FIDELITY BROKERAGE SERVICES LLC
Merrimack, NH 03054
Some features on this profile are disabled
CRD#: 6062089
RG
Professional summary
Ronel Caballero Gonzales, who also goes by Ronel C Gonzales, Ronel Caballero Gonzales, Ronel Gonzales, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.
Ronel is registered as a RR (Registered Representative) and started their career in finance in 2012. Ronel has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Ronel C Gonzales | Ronel Caballero Gonzales | Ronel Gonzales
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*756235 For profit or not for profit: Name of outside business organization: Rental Investment related: N Address of business: Staten Island, New York, 10302 Nature of business: ["HOA, Co-op, Freehold"] Position, title, association: ["Owner"], Start date of relationship: 3/3/2022 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Rental Property
CRS (Client Relationship Summary) - BD
Click below to view Ronel Caballero Gonzales's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 3, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Two Contra Way, Merrimack, NH 03054BD
CRD#: 7784
Merrimack, NH
Past
May 16, 2022 - November 28, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PALM CITY, FL
Past
April 12, 2022 - November 28, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PALM CITY, FL
Past
March 19, 2015 - March 1, 2022
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
TEQUESTA, FL
Past
August 6, 2013 - February 27, 2015
LEGEND SECURITIES, INC.
BD
CRD#: 44952
Tinton Falls, NJ
Past
April 1, 2013 - June 18, 2013
WINDSOR STREET CAPITAL, LP
BD
CRD#: 34171
NEW YORK, NY
Past
October 16, 2012 - December 18, 2012
JOSEPH GUNNAR & CO. LLC
BD
CRD#: 24795
STATEN ISLAND, NY
Past
May 28, 2012 - July 18, 2012
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
WOODBRIDGE, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/3/2023)
RR
Alaska(2/3/2023)
RR
Arizona(2/3/2023)
RR
Arkansas(2/3/2023)
RR
California(2/3/2023)
RR
Colorado(2/3/2023)
RR
Connecticut(2/3/2023)
RR
Delaware(2/3/2023)
RR
District of Columbia(2/3/2023)
RR
Florida(2/3/2023)
RR
Georgia(2/3/2023)
RR
Hawaii(2/3/2023)
RR
Idaho(2/3/2023)
RR
Illinois(2/16/2023)
RR
Indiana(2/3/2023)
RR
Iowa(2/3/2023)
RR
Kansas(2/3/2023)
RR
Kentucky(2/3/2023)
RR
Louisiana(2/3/2023)
RR
Maine(2/3/2023)
RR
Maryland(2/3/2023)
RR
Massachusetts(2/3/2023)
RR
Michigan(2/3/2023)
RR
Minnesota(2/3/2023)
RR
Mississippi(2/3/2023)
RR
Missouri(2/3/2023)
RR
Montana(2/3/2023)
RR
Nebraska(2/3/2023)
RR
Nevada(2/3/2023)
RR
New Hampshire(2/3/2023)
RR
New Jersey(2/3/2023)
RR
New Mexico(2/3/2023)
RR
New York(2/3/2023)
RR
North Carolina(2/3/2023)
RR
North Dakota(2/3/2023)
RR
Ohio(2/3/2023)
RR
Oklahoma(2/3/2023)
RR
Oregon(2/3/2023)
RR
Pennsylvania(2/3/2023)
RR
Puerto Rico(2/3/2023)
RR
Rhode Island(2/3/2023)
RR
South Carolina(2/3/2023)
RR
South Dakota(2/3/2023)
RR
Tennessee(2/3/2023)
RR
Texas(2/3/2023)
RR
Utah(2/3/2023)
RR
Vermont(2/3/2023)
RR
Virgin Islands(2/7/2023)
RR
Virginia(2/3/2023)
RR
Washington(2/3/2023)
RR
West Virginia(2/3/2023)
RR
Wisconsin(2/3/2023)
RR
Wyoming(2/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
