CJ
Cory R. Johnson
J. W. COLE ADVISORS
Bedford, IN 47421
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CRD#: 6060658
CJ
Professional summary
Cory Robert Johnson is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Bedford, Indiana and J.W. COLE FINANCIAL, INC. located in Bedford, Indiana.
Cory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Cory has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) JA BENEFITS LLC; 1630 H STREET. BEDFORD, IN; NATURE OF BUSINESS: JA BENEFITS PROVIDES INSURANCE CONSULTING AND BROKERAGE ON EMPLOYEE BENEFITS; TITLE/POSTION: PARTNER; START DATE MAY 2011; 160 HRS, 160 DURING TRADING HRS. DUTIES: PARTNER/SELLING/CONSULTANT. (2) RUSTY CAPITAL PARTNERS LLC; SAME AS ABOVE ADDRESS; (1/3 OWNER) HOLD EQUITY IN JA BENEFITS LLC BOTH DIRECTLY AND THROUGH RUSTY CAPITAL PARTNERS LLC; BUSINESS: INSURANCE HOLDING; TITLE/POSTION: MEMBER; START DATE: 2008; 0-1 HRS; 0-1 DURING TRADING; OFFICER/DIRECTOR: NO (3) W KEANE HOLDINGS, LLC; OWNER WITH SPOUSE, ADDRESS:4745 PINHOOK ROAD,BEDFORD, IN 47421; CONSULTING INSURANCE; TITLE/POSITION: PRESIDENT; START DATE: NOV. 2013; 40 HRS, 40 HRS DURING TRADING; OFFICER/DIRECTOR: YES; I AM PAID COMMISSION/CONSULTING INCOME FROM JA BENEFITS THROUGH W KEANE HOLDINGS LLC. (4) H STREET PROPERTIES, LLC; (25% OWNER) REAL ESTATE COMPANY WHICH HOLDS AND LEASES OFFICE SPACE TO JA BENEFITS, LLC; BUSINESS: REAL ESTATE; TITLE: MEMBER; 0-1 HRS, 0 DURING TRADING; MEMBER DISC-VARIES (5) PINHOOK, LLC; MEMBER OF LLC; RENTAL REAL ESTATE AND FARM PASTURE/HAY INCOME and Data Center; Manage contracts and operations as needed with other member of LLC; 1/3/2017; 5 HOURS PER MONTH, 0 HRS DURING TRADING HOURS (6) JA Ventures, LLC - wholly owned subsidiary of JA Benefits, LLC; not investment related; start date 7/1/2020 - indirect ownership; 1630 H Street Bedford, Indiana 47421; JA Benefits LLC is sole member; 0 hours per month. (7) Pathfinder Advisors, LLC; not investment related; start date 9/28/2020 - member; 1630 H Street Bedford, Indiana 47421; Care advocacy/advisory and contracting organization; 2 hours per month, 0 hours during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Cory Robert Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2015 - Present
J. W. COLE ADVISORS, INC.
Office #1: 1630 H Street, Bedford, IN 47421RIA
CRD#: 112294
Bedford, IN
Current
December 1, 2015 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 1630 H. Street, Bedford, IN 47421BD
CRD#: 124583
Bedford, IN
Past
June 18, 2013 - November 10, 2015
SPC
RIA
CRD#: 110692
BEDFORD, IN
Past
October 17, 2012 - November 10, 2015
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
BEDFORD, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(12/1/2015)
IAR
Indiana(12/1/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Bedford, IN 47421TRUST BUT VERIFY
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