Vincent M. Miron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Mark Miron was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 2012. Vincent had worked at 3 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2021 - March 7, 2024
ARDEA PARTNERS LP
May 25, 2019 - July 23, 2021
INVESCO DISTRIBUTORS, INC.
June 19, 2012 - May 25, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARDEA PARTNERS LP
CRD#: 283558 / SEC#: , 8-69761
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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