Bradley A. Doster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Austin Doster, who also goes by Brad Austin Doster, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 2012. Bradley had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2015 - November 9, 2017
HUB INTERNATIONAL INVESTMENT SERVICES INC.
February 25, 2015 - November 27, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
July 11, 2012 - September 18, 2013
SUMMIT WEALTH PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
HUB INTERNATIONAL INVESTMENT SERVICES INC.
CRD#: 150252 / SEC#: , 8-68237
Contact information
FINRA licenses (2 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
