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BM

Brittney M. Miller

THAYER FINANCIAL, L.L.C.
Hickory, NC 28602
Some features on this profile are disabled
CRD#: 6058531
BM

Professional summary

Brittney Michelle Miller, who also goes by Brittney Michelle Miller, Brittney M Miller, Brittney Michelle Whetsel, is a registered financial advisor currently at THAYER FINANCIAL, L.L.C. located in Hickory, North Carolina.

Brittney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Brittney has worked at 12 firms and has passed the Series 63, Series 66, Series 7TO, Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brittney Michelle Miller | Brittney M Miller | Brittney Michelle Whetsel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brittney Michelle Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 8, 2024 - Present

THAYER FINANCIAL, L.L.C.

Office #1: 439 4th Street Sw, Hickory, NC 28602
RIA
CRD#: 304729
Hickory, NC
Past

November 24, 2021 - March 1, 2022

COPPELL ADVISORY SOLUTIONS LLC

RIA
CRD#: 156549
Belmont, NC
Past

April 16, 2021 - September 21, 2021

DEMPSEY LORD SMITH, LLC

RIA
CRD#: 141238
Belmont, NC
Past

April 16, 2021 - September 21, 2021

DEMPSEY LORD SMITH, LLC

BD
CRD#: 141238
Belmont, NC
Past

August 22, 2019 - May 18, 2021

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
CHARLOTTE, NC
Past

August 22, 2019 - May 18, 2021

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
CHARLOTTE, NC
Past

April 6, 2019 - May 3, 2019

CAROLINAS INVESTMENT CONSULTING LLC

RIA
CRD#: 104379
CHARLOTTE, NC
Past

April 6, 2019 - May 3, 2019

CAROLINAS INVESTMENT CONSULTING LLC

BD
CRD#: 104379
CHARLOTTE, NC
Past

November 27, 2018 - March 29, 2019

BUTCHERJOSEPH ASSET MANAGEMENT, LLC

RIA
CRD#: 284626
CHARLOTTE, NC
Past

November 27, 2018 - April 2, 2019

SABLE CAPITAL LLC

BD
CRD#: 113818
Charlotte, NC
Past

September 17, 2018 - November 14, 2018

CG ADVISORY SERVICES

RIA
CRD#: 110929
Fort Mill, SC
Past

March 26, 2018 - September 4, 2018

SABLE CAPITAL LLC

BD
CRD#: 113818
Charlotte, NC
Past

January 22, 2018 - August 31, 2018

BUTCHERJOSEPH ASSET MANAGEMENT, LLC

RIA
CRD#: 284626
CHARLOTTE, NC
Past

September 28, 2015 - January 10, 2018

ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC

RIA
CRD#: 119092
CHARLESTON, WV
Past

April 7, 2014 - May 7, 2015

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA
CRD#: 453
SCOTT DEPOT, WV
Past

March 18, 2014 - March 21, 2014

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
CHARLESTON, WV
Past

March 18, 2014 - May 7, 2015

J.J.B. HILLIARD, W.L. LYONS, LLC

BD
CRD#: 453
SCOTT DEPOT, WV
Past

March 12, 2014 - March 21, 2014

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
CHARLESTON, WV
Past

November 14, 2012 - November 25, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
CHARLESTON, WV
Past

September 12, 2012 - November 25, 2013

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CHARLESTON, WV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(9/10/2024)
IAR
Texas
(9/8/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 2/26/2019
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/1/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/1/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 9/4/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/11/2012
General Securities Representative Examination

Current Firm

THAYER FINANCIAL, L.L.C.
THAYER FINANCIAL, L.L.C.
THAYER FINANCIAL | THAYER FINANCIAL, LLC | THAYER FINANCIAL, L.L.C.

CRD#: 304729 / SEC#:

North Carolina
Registered Investment Advisory firm - (8/20/2019 Approved)
Tennessee
Registered Investment Advisory firm - (12/2/2020 Approved)
Texas
Registered Investment Advisory firm - (9/17/2019 Conditional Restricted)
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Contact information

Main Address
439 4th Street Sw, Hickory, NC 28602
Mailing Address
Phone number
(828) 569-2785
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts388
AUM (Assets Under Management)$ 76,328,116

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THAYER FINANCIAL, L.L.C.

THAYER FINANCIAL, L.L.C.

CRD#: 304729Hickory, NC 28602

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