Brittney M. Miller

THAYER FINANCIAL, L.L.C.

Hickory, NC 28602

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CRD#: 6058531

Professional summary

Brittney Michelle Miller, who also goes by Brittney Michelle Miller, Brittney M Miller, Brittney Michelle Whetsel, is a registered financial advisor currently at THAYER FINANCIAL, L.L.C. located in Hickory, North Carolina.

Brittney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Brittney has worked at 12 firms and has passed the Series 63, Series 66, Series 7TO, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brittney Michelle Miller | Brittney M Miller | Brittney Michelle Whetsel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brittney Michelle Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2024 - Present

THAYER FINANCIAL, L.L.C.

Office #1: 439 4th Street Sw, Hickory, NC 28602

RIA

CRD#: 304729

Hickory, NC

Past

November 24, 2021 - March 1, 2022

COPPELL ADVISORY SOLUTIONS LLC

RIA

CRD#: 156549

Belmont, NC

Past

April 16, 2021 - September 21, 2021

DEMPSEY LORD SMITH, LLC

RIA

CRD#: 141238

Belmont, NC

Past

April 16, 2021 - September 21, 2021

DEMPSEY LORD SMITH, LLC

CRD#: 141238

Belmont, NC

Past

August 22, 2019 - May 18, 2021

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

CHARLOTTE, NC

Past

August 22, 2019 - May 18, 2021

RBC CAPITAL MARKETS, LLC

CRD#: 31194

CHARLOTTE, NC

Past

April 6, 2019 - May 3, 2019

CAROLINAS INVESTMENT CONSULTING LLC

RIA

CRD#: 104379

CHARLOTTE, NC

Past

April 6, 2019 - May 3, 2019

CAROLINAS INVESTMENT CONSULTING LLC

CRD#: 104379

CHARLOTTE, NC

Past

November 27, 2018 - March 29, 2019

BUTCHERJOSEPH ASSET MANAGEMENT, LLC

RIA

CRD#: 284626

CHARLOTTE, NC

Past

November 27, 2018 - April 2, 2019

SABLE CAPITAL LLC

CRD#: 113818

Charlotte, NC

Past

September 17, 2018 - November 14, 2018

CG ADVISORY SERVICES

RIA

CRD#: 110929

Fort Mill, SC

Past

March 26, 2018 - September 4, 2018

SABLE CAPITAL LLC

CRD#: 113818

Charlotte, NC

Past

January 22, 2018 - August 31, 2018

BUTCHERJOSEPH ASSET MANAGEMENT, LLC

RIA

CRD#: 284626

CHARLOTTE, NC

Past

September 28, 2015 - January 10, 2018

ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC

RIA

CRD#: 119092

CHARLESTON, WV

Past

April 7, 2014 - May 7, 2015

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

SCOTT DEPOT, WV

Past

March 18, 2014 - March 21, 2014

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

CHARLESTON, WV

Past

March 18, 2014 - May 7, 2015

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

SCOTT DEPOT, WV

Past

March 12, 2014 - March 21, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

CHARLESTON, WV

Past

November 14, 2012 - November 25, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHARLESTON, WV

Past

September 12, 2012 - November 25, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHARLESTON, WV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THAYER FINANCIAL, L.L.C.

THAYER FINANCIAL | THAYER FINANCIAL, LLC | THAYER FINANCIAL, L.L.C.

CRD#: 304729 / SEC#: 801-135029

RIA

Registered Investment Advisory firm - (1/2/2026 Approved)

North Carolina

Registered Investment Advisory firm - (1/9/2026 Terminated)

Tennessee

Registered Investment Advisory firm - (1/6/2026 Terminated)

Texas

Registered Investment Advisory firm - (1/6/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/8/2024)

IAR

West Virginia
(1/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/26/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/1/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/1/2024

General Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 9/4/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/11/2012

General Securities Representative Examination

Current Firm

THAYER FINANCIAL, L.L.C.

THAYER FINANCIAL | THAYER FINANCIAL, LLC | THAYER FINANCIAL, L.L.C.

CRD#: 304729 / SEC#: 801-135029

RIA

Registered Investment Advisory firm - (1/2/2026 Approved)

North Carolina

Registered Investment Advisory firm - (1/9/2026 Terminated)

Tennessee

Registered Investment Advisory firm - (1/6/2026 Terminated)

Texas

Registered Investment Advisory firm - (1/6/2026 Terminated)

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Contact information

Main Address

439 4th Street Sw, Hickory, NC 28602

Mailing Address

Phone number

(828) 569-2785

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2026-02-18 THAYER FINANCIAL FORM ADV PART 2A (2/18/2026)

Regulatory assets under management

Total Number of Accounts	493
AUM (Assets Under Management)	$ 106,449,059

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brittney M. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brittney Michelle Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

COPPELL ADVISORY SOLUTIONS LLC

DEMPSEY LORD SMITH, LLC

DEMPSEY LORD SMITH, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

CAROLINAS INVESTMENT CONSULTING LLC

CAROLINAS INVESTMENT CONSULTING LLC

BUTCHERJOSEPH ASSET MANAGEMENT, LLC

SABLE CAPITAL LLC

CG ADVISORY SERVICES

SABLE CAPITAL LLC

BUTCHERJOSEPH ASSET MANAGEMENT, LLC

ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

J.P. MORGAN SECURITIES LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

J.P. MORGAN SECURITIES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

THAYER FINANCIAL, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/26/2019

Series 66

Date: 11/1/2012

Series 7TO

Date: 4/1/2024

Series 99TO

Date: 1/2/2023

SIE

Date: 9/4/2018

Series 7

Date: 9/11/2012

Current Firm

THAYER FINANCIAL, L.L.C.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THAYER FINANCIAL, L.L.C.

TRUST BUT VERIFY

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