Michael A. Cheatham

CITY NATIONAL SECURITIES

LOS ANGELES, CA 90071

CRD#: 6057986

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Professional summary

Michael Anderson Cheatham, CFP®, who also goes by Michael Cheatham, is a registered financial advisor currently at CITY NATIONAL SECURITIES, INC. located in Los Angeles, California.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Michael has worked at 2 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Cheatham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anderson Cheatham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Michael Anderson Cheatham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

May 22, 2019 - Present

CITY NATIONAL SECURITIES, INC.

Office #1: 555 South Flower Street 11th Floor, Los Angeles, CA 90071Office #3: 550 North Brand Blvd. 1st Floor, Glendale, CA 91203Office #4: 350 South Grand Avenue 9th Floor, Los Angeles, CA 90071Office #5: 89 South Lake Avenue , Pasadena, CA 91101Office #6: 525 South Flower Street , Los Angeles, CA 90071Office #7: 5601 E Slauson Avenue Suite 100, Commerce, CA 90040

RIA

CRD#: 103705

LOS ANGELES, CA

Current

June 13, 2019 - Present

CITY NATIONAL SECURITIES, INC.

Office #1: 555 South Flower Street 11th Floor, Los Angeles, CA 90071Office #2: 550 North Brand Blvd. 1st Floor, Glendale, CA 91203Office #3: 350 South Grand Avenue 9th Floor, Los Angeles, CA 90071Office #4: 89 South Lake Avenue , Pasadena, CA 91101Office #5: 525 South Flower Street , Los Angeles, CA 90071Office #6: 5601 E Slauson Avenue Suite 100, Commerce, CA 90040

RIA

CRD#: 103705

LOS ANGELES, CA

Past

June 29, 2012 - February 14, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BEVERLY HILLS, CA

Past

June 15, 2012 - February 14, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BEVERLY HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CITY NATIONAL SECURITIES, INC.

CITY NATIONAL SECURITIES, INC. | RBC SECURITIES, INC.

CRD#: 103705 / SEC#: 801-71181, 8-52265

RIA

Registered Investment Advisory firm - SEC (3/22/2010 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/30/2025)

Alaska
(4/4/2025)

Arizona
(6/25/2019)

Arkansas
(3/14/2025)

IAR

California
(5/22/2019)

California
(6/25/2019)

Colorado
(7/3/2019)

Connecticut
(6/24/2019)

Delaware
(7/30/2025)

District of Columbia
(7/30/2025)

Florida
(8/5/2022)

Georgia
(5/9/2022)

Hawaii
(4/10/2025)

Idaho
(5/19/2022)

Illinois
(7/15/2019)

Indiana
(8/5/2025)

Iowa
(7/30/2025)

Kansas
(7/30/2025)

Kentucky
(7/31/2025)

Louisiana
(7/30/2025)

Maine
(7/31/2025)

Maryland
(7/31/2025)

Massachusetts
(3/8/2023)

Michigan
(7/31/2025)

Minnesota
(7/30/2025)

Mississippi
(7/30/2025)

Missouri
(7/26/2019)

Montana
(6/26/2019)

Nebraska
(7/30/2025)

Nevada
(7/1/2019)

IAR

Nevada
(8/9/2024)

New Hampshire
(8/4/2025)

New Jersey
(12/2/2022)

New Mexico
(7/30/2025)

New York
(6/25/2019)

North Carolina
(8/6/2025)

North Dakota
(7/30/2025)

Ohio
(6/24/2019)

Oklahoma
(7/30/2025)

Oregon
(6/27/2019)

Pennsylvania
(12/23/2021)

Rhode Island
(7/30/2025)

South Carolina
(7/30/2025)

South Dakota
(7/30/2025)

Tennessee
(3/8/2023)

Texas
(7/2/2019)

Utah
(7/30/2025)

Vermont
(7/30/2025)

Virginia
(7/30/2025)

Washington
(5/6/2022)

IAR

Washington
(11/25/2024)

West Virginia
(8/6/2025)

Wisconsin
(8/6/2025)

Wyoming
(7/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/21/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/28/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/14/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/14/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CITY NATIONAL SECURITIES, INC.

CITY NATIONAL SECURITIES, INC. | RBC SECURITIES, INC.

CRD#: 103705 / SEC#: 801-71181, 8-52265

RIA

Registered Investment Advisory firm - SEC (3/22/2010 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

555 South Flower Street 11th Floor, Los Angeles, CA 90071

Mailing Address

555 South Flower Street 11th Floor, Los Angeles, CA 90071

Phone number

(310) 888-6400

Established

California since 11/03/1999

Firm type

Corporation

Fiscal year end

October

Firm Size

Medium

# of Employees

186

SEC notice filing (31 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

RBC SECURITIES ASSET ALLOCATION PROGRAM BROCHURE (1/29/2026)

RBC SECURITIES INVESTMENT ADVISORY PROGRAM BROCHURE (1/29/2026)

Direct owners and executive officers

Name	Position	CRD#
CITY NATIONAL BANK	SOLE SHAREHOLDER
BANUELOS, ALMA DELIA	BOARD DIRECTOR	4530705
BARTON, RICHARD JOSEPH	CHIEF COMPLIANCE OFFICER	2040869
BRETADO, SANTIAGO AVILA	VP & CHIEF FINANCIAL OFFICER	1945627
DANIEL, JOBY SWANKUTTY	BOARD DIRECTOR	6616727
GIAQUINTO, GREGG	BOARD DIRECTOR	3182583
MAGUIRE, WILLIAM JOHN JR	PRESIDENT & CHIEF EXECUTIVE OFFICER	2040885
O'KEEFFE, IVOR PATRICK	CHIEF OPERATING OFFICER & BOARD DIRECTOR	2397120
RILEY, SHAWN DAVID	BOARD DIRECTOR	7574191

Regulatory assets under management

Total Number of Accounts	1,781
AUM (Assets Under Management)	$ 1,515,102,638

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael A. Cheatham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anderson Cheatham's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Michael Anderson Cheatham's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITY NATIONAL SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

CITY NATIONAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/21/2019

Series 66

Date: 6/28/2012

SIE

Date: 2/14/2017

Series 7

Date: 6/14/2012

FINRA

Current Firm

CITY NATIONAL SECURITIES, INC.

Contact information

SEC notice filing (31 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

CITY NATIONAL SECURITIES, INC.

TRUST BUT VERIFY

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