AB
Andrew C. Barnes
ENTRUITY WEALTH
Bakersfield, CA 93311
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CRD#: 6056718
AB
Professional summary
Andrew Calvin Barnes is a registered financial advisor currently at ENTRUITY WEALTH, LLC located in Bakersfield, California and PURSHE KAPLAN STERLING INVESTMENTS located in Bakersfield, California.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Andrew has worked at 3 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Entruity Wealth, LLC. Investment Related. 11601 Bolthouse Drive, Suite 120, Bakersfield, CA 93311. RIA, President & CIO. Start 7/2017. 175hrs/mo, all during trading hours. Client Advisory, portfolio management, relationship management, financial planning. 2) Fixed Insurance. Non-Investment Related. 11601 Bolthouse Drive, Suite 120, Bakersfield, CA 93311. Fixed Insurance Agent. Start 7/2017. 4hrs/mo, all during trading hours. Fixed Insurance 3) PKS Investments. Investment Related. 80 State St, Albany, NY 12207. Registered Representative. Agent. 07/2017. 4 Hrs/Mo; All During Trading Hours. Fixed Insurance.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Calvin Barnes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 28, 2017 - Present
ENTRUITY WEALTH, LLC
Office #1: 11601 Bolthouse Drive, Suite 120, Bakersfield, CA 93311RIA
CRD#: 288331
Bakersfield, CA
Current
October 27, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 11601 Bolthouse Drive Suite 120, Bakersfield, CA 93311BD
CRD#: 35747
Bakersfield, CA
Past
July 28, 2017 - May 25, 2018
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Bakersfield, CA
Past
June 25, 2015 - July 31, 2017
MORGAN STANLEY
RIA
CRD#: 149777
BAKERSFIELD, CA
Past
May 21, 2015 - July 31, 2017
MORGAN STANLEY
BD
CRD#: 149777
BAKERSFIELD, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
ENTRUITY WEALTH, LLC
ENTRUITY WEALTH, LLC
CRD#: 288331 / SEC#: 801-122252
RIA
Registered Investment Advisory firm - (9/7/2021 Approved)California
Registered Investment Advisory firm - (10/8/2021 Terminated)Texas
Registered Investment Advisory firm - (9/8/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(7/31/2017)
RR
California(11/23/2020)
RR
Idaho(10/29/2020)
RR
Kansas(9/15/2023)
RR
Massachusetts(1/7/2022)
RR
Nebraska(4/9/2024)
RR
Nevada(11/23/2020)
RR
Oregon(11/23/2020)
IAR
Texas(7/28/2017)
RR
Texas(11/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/27/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EW
ENTRUITY WEALTH, LLC
ENTRUITY WEALTH, LLC
CRD#: 288331 / SEC#: 801-122252
RIA
Registered Investment Advisory firm - (9/7/2021 Approved)California
Registered Investment Advisory firm - (10/8/2021 Terminated)Texas
Registered Investment Advisory firm - (9/8/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11601 Bolthouse Drive, Suite 120, Bakersfield, CA 93311
Mailing Address
Phone number
(661) 368-8994
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 707 |
| AUM (Assets Under Management) | $ 128,578,674 |
Red Flags
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Company Information
ENTRUITY WEALTH, LLC
CRD#: 288331Bakersfield, CA 93311TRUST BUT VERIFY
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