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Theodore M. Mccool

ANALYST HUB SECURITIES
Austin, TX 78746
Some features on this profile are disabled
CRD#: 6056624
TM

Professional summary

Theodore Minihan Mccool, who also goes by Theodore Mccool, Ted Mccool, Theodore Mccool, is a registered financial professional currently at ANALYST HUB SECURITIES, LLC located in Austin, Texas.

Theodore is registered as a RR (Registered Representative) and started their career in finance in 2012. Theodore has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Theodore Mccool | Ted Mccool | Theodore Mccool

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Theodore Minihan Mccool's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 2, 2021 - Present

ANALYST HUB SECURITIES, LLC

Office #1: 2301 S Capital Of Texas Hwy Ste. J-101, Austin, TX 78746
BD
CRD#: 297665
Austin, TX
Past

September 24, 2019 - January 27, 2020

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Chicago, IL
Past

April 29, 2015 - May 31, 2018

BMO CAPITAL MARKETS CORP.

BD
CRD#: 16686
CHICAGO, IL
Past

April 11, 2014 - April 20, 2015

NEEDHAM & COMPANY, LLC

BD
CRD#: 16360
CHICAGO, IL
Past

December 13, 2012 - April 7, 2014

MORGAN STANLEY

BD
CRD#: 149777
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/2/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 2/26/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/31/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/12/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AH
ANALYST HUB SECURITIES, LLC
ANALYST HUB SECURITIES, LLC

CRD#: 297665 / SEC#: , 8-70144

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
2301 S Capital Of Texas Hwy Ste. J-101, Austin, TX 78746
Mailing Address
2301 S. Capital Of Texas Hwy Ste. J-101, Austin, TX 78746
Phone number
(646) 543-4099
Established
Delaware since 05/17/2018
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ANALYST HUB HOLDINGS, LLCPARENT COMPANY
KRONENBERG, MICHAEL JEANCHIEF EXECUTIVE OFFICER4451109
THORNTON, STEVEN LEEFINOP / CHIEF COMPLIANCE OFFICER4496384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANALYST HUB SECURITIES, LLC

CRD#: 297665Austin, TX 78746

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