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TO

Troy A. Orlando

Some features on this profile are disabled
CRD#: 6055474
TO

Professional summary

Troy Allen Orlando was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Troy is a previously registered financial professional and started their career in finance in 2012. Prior to being barred, Troy had worked at 6 firms, which includes CRAFT CAPITAL MANAGEMENT LLC, JOSEPH GUNNAR & CO. LLC, JOSEPH STONE CAPITAL L.L.C., WORDEN CAPITAL MANAGEMENT LLC, SPARTAN CAPITAL SECURITIES LLC, J.H. DARBIE & CO. INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Troy Allen | Troy A. Orlando | Allen Orlando

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 23, 2022 - November 15, 2023

CRAFT CAPITAL MANAGEMENT LLC

BD
CRD#: 171350
New York, NY
Past

September 29, 2021 - March 3, 2022

JOSEPH GUNNAR & CO. LLC

BD
CRD#: 24795
NEW YORK, NY
Past

December 22, 2020 - October 1, 2021

JOSEPH STONE CAPITAL L.L.C.

BD
CRD#: 159744
NEW YORK, NY
Past

July 8, 2019 - December 23, 2020

WORDEN CAPITAL MANAGEMENT LLC

BD
CRD#: 148366
New York, NY
Past

November 11, 2015 - July 18, 2019

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY
Past

April 19, 2012 - November 9, 2015

J.H. DARBIE & CO., INC.

BD
CRD#: 43520
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/22/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/18/2012
General Securities Representative Examination

Current Firm

CC
CRAFT CAPITAL MANAGEMENT LLC
CRAFT CAPITAL MANAGEMENT LLC

CRD#: 171350 / SEC#: , 8-69455

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530
Mailing Address
377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530
Phone number
(516) 833-1325
Established
New York since 10/15/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CRAFT ASSET HOLDINGS LLCMANAGING MEMBER
FURST, RONALD ALLANCCO/ROP1007934
KIRONT, BARRY MICHAELCEO2281871
KIRONT, STEPHEN MARKEVP/COO2009609
RYAN, KIMBERLY ANNFINOP4316310

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRAFT CAPITAL MANAGEMENT LLC

CRD#: 171350

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