Daniel Jon Davis
Professional Summary
Daniel Jon Davis, who also goes by Dan Davis, is a registered financial advisor currently at MARINER WEALTH located in Overland Park, Kansas. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Daniel has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dan Davis
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CLEARMIND CAPITAL
OSAIC WEALTH, INC.
STONEX FINANCIAL INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CLEARMIND CAPITAL
OSAIC WEALTH, INC.
STONEX FINANCIAL INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CLEARMIND CAPITAL
OSAIC WEALTH, INC.
STONEX FINANCIAL INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CLEARMIND CAPITAL
OSAIC WEALTH, INC.
STONEX FINANCIAL INC.
Years of Experience
14 years in the financial services industry
Current & Past Employments
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CLEARMIND CAPITAL
OSAIC WEALTH, INC.
STONEX FINANCIAL INC.
Current Firm
MARINER | MARINER WEALTH ADVISORS-IC, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER INSTITUTIONAL
Contact Information
Main Address
5700 W. 112th St Suite 500, Overland Park, KS 66211Phone Number
(913) 904-5700# of Employees
65SEC notice filing (27 States and Territories)
Registered to provide investment advisory services in 27 US states and territories.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CLEARMIND CAPITAL
OSAIC WEALTH, INC.
STONEX FINANCIAL INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CLEARMIND CAPITAL
OSAIC WEALTH, INC.
STONEX FINANCIAL INC.
Primary Firm SEC Registration
MARINER | MARINER WEALTH ADVISORS-IC, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER INSTITUTIONAL
State Registrations and Notice Filings
(3/10/2021)
(1/3/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CLEARMIND CAPITAL
OSAIC WEALTH, INC.
STONEX FINANCIAL INC.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Jon Davis's CRS (Customer Relationship Summary).
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CLEARMIND CAPITAL
OSAIC WEALTH, INC.
STONEX FINANCIAL INC.
