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DD

Daniel J. Davis

MARINER WEALTH
Overland Park, KS 66211
Some features on this profile are disabled
CRD#: 6055404
DD

Professional summary

Daniel Jon Davis, who also goes by Dan Davis, is a registered financial advisor currently at MARINER WEALTH located in Overland Park, Kansas.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Daniel has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Dan Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OMC REALTY INC. POSITION: OFFICER NATURE: OWN COMMERCIAL BUILDING INVESTMENT RELATED: NO NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2004 ADDRESS: 17058 SEWARD ST, OMAHA NE 68118 DESCRIPTION: OWN A COMMERCIAL BUILDING RENTED TO TENANTS.�,  PASSIVE INVESTMENT INTEREST IN FAMILY OWNED BUSINESS. FRANKEL ZACHARIA LLC POSITION: PARTNER NATURE: CPA FIRM INVESTMENT RELATED: NO NUMBER OF HOURS: 200 INVESTMENT RELATED HOURS: 8 START DATE: 09/28/2009 ADDRESS: 11404 W DODGE RD, SUITE 700, OMAHA NE 68154 DESCRIPTION: PARTNER DUTIES ASSOCIATED WITH ACCOUNTING AND AUDIT SERVICES PROVIDED BY CPA FIRM. JUNIOR ACHIEVEMENT OF THE MIDLANDS INC, 13506 WEST MAPLE RD OMAHA, NE 68164; NON-INVESTMENT RELATED, BOARD MEMBER, START DATE 6/2004; 1 HR/MONTH 0 DURING SECURITIES TRADING HOURS; DUTIES INCLUDE ATTENDING QUARTERLY BOARD MEETINGS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Jon Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 3, 2018 - Present

MARINER WEALTH

Office #1: 5700 W. 112th St Suite 500, Overland Park, KS 66211
RIA
CRD#: 289886
Overland Park, KS
Past

October 11, 2012 - October 24, 2017

AVANTAX PLANNING PARTNERS, INC.

RIA
CRD#: 106237
OMAHA, NE
Past

May 23, 2012 - October 23, 2017

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MARINER WEALTH
MARINER | MARINER WEALTH ADVISORS-IC, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER INSTITUTIONAL

CRD#: 289886 / SEC#: 801-111823

RIA
Registered Investment Advisory firm - (10/6/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(3/10/2021)
IAR
Nebraska
(1/3/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/17/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 9/10/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/23/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/22/2012
General Securities Representative Examination

Current Firm

MW
MARINER WEALTH
MARINER | MARINER WEALTH ADVISORS-IC, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER INSTITUTIONAL

CRD#: 289886 / SEC#: 801-111823

RIA
Registered Investment Advisory firm - (10/6/2017 Approved)
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Contact information

Main Address
5700 W. 112th St Suite 500, Overland Park, KS 66211
Mailing Address
Phone number
(913) 904-5700
Established
Firm type
Fiscal year end
# of Employees
50

SEC notice filing (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

MWA-IC FORM ADV PART 2A (3/28/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARINER WEALTH

CRD#: 289886Overland Park, KS 66211

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