DH
Dale R. Handley
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Mechanicsville, IA 52306
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CRD#: 6054853
DH
Professional summary
Dale Ross Handley is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Mechanicsville, Iowa and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Coralville, Iowa.
Dale is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Dale has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BCB INVESTMENT SERVICES, 2229 E GRANTVIEW LN, STE 1, CORALVILLE, IA, 06/2021, OWNER, DBA, INV REL, 10 HR/MO, 10 HR/MO TRADING. 2) BUSINESS AND FINANCIAL STRATEGIES, 2229 E GRANTVIEW LANE, STE 1, CORALVILLE, IA, 01/2019, OWNER, DBA, INV REL, 160 HR/MO, 130 HR/MO TRADING. 3) DALE HANDLEY, 2229 E GRANTVIEW LANE, STE 1, CORALVILLE, IA, 06/2014, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 32 HR/MO, 24 HR/MO TRADING. 4) BFS RE, LLC, 2229 E GRANTVIEW LANE, STE 1, CORALVILLE, IA, 02/2020, OWNER, REAL ESTATE, NIR, 2 HR/MO, 0 HR/MO TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 05/2020, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 6) H2K GROUP, LLC, 250 BLAIRS FERRY RD, UNIT A, PALO, IA, 09/2019, OWNER, RENTAL PROPERTIES, NIR, 4 HR/MO, 0 HR/MO TRADING. 7) SIEGEL AND HANDLEY RENTALS, LLC, 375 COLLINS RD NE, STE 120, CEDAR RAPIDS, IA, 01/2013, OWNER, RENTAL PROPERTIES, NIR, 5 HR/MO, 0 HR/MO TRADING. 8) BFS FAIRFIELD, LLC, 107 E WASHINGTON AVE, FAIRFIELD, IA, 01/2022, OWNER, DBA, NIR, 8 HR/MO, 4 HR/MO TRADING. 9) EIGHT WONDER, LLC, 1601 ELLIS BLVD NW, CEDAR RAPIDS, IA, 06/2021, PRESIDENT, REAL ESTATE RENTAL PROPERTY, NIR, 4 HR/MO, 0 HR/MO TRADING. 10) HP MIKES LLC, 3985 245th St Ext NE, Solon IA 52333, United States, 06/2023, Owner, Food/Beverage Services, NIR, 10 HR/MO, 0 HR/MO TRADING 11) BFS CORALVILLE, LLC, 2229 E GRANTVIEW LN, STE 2, CORALVILLE, IA, 01/2023, OWNER, BUSINESS ENTITY, INV REL, 30 HR/MO, 30 HR/MO TRADING. 12) HP MIKES LLC, 1415 TURKEY RUN NE, SOLON, IA, 06/2023, OWNER, RETAIL CHAIN, NIR, 10 HR/MO, 0 HR/MO TRADING. 13) BFS KALONA, LLC, 208 5TH ST, KALONA, IA, 01/2024. OWNER, DBA, INV REL, 5 HR/MO, 5 HR/MO TRADING. 14) BFS KALONA REAL ESTATE, LLC, 208 5TH ST, KALONA, IA, 01/2024, OWNER, REAL ESTATE, NIR, 1 HR/MO, 1 HR/MO TRADING. 15) DAVID R HANDLEY, 06/2023, SUCCESSOR EXECUTOR FOR LAST WILL AND TESTAMENT AND POA, POSITION OF TRUST, NIR, 0 HR/MO - 0 HR/MO TRADING. 16) JJP 2, LLC, 4140 Grand Ave, Des Moines IA 50312, 12/2024, Owner, Owner/Partner of a Business Entity, INV REL, 2 HR/MO, 1 HR/MO TRADING. 17) FINANCIAL INTEGRATORS, 4140 Grand Ave., Des Moines IA 50312, 01/2025, Partner, DBA Name, INV REL, 180 HR/MO, 140 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Dale Ross Handley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 19, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 200 S Cherry St., Mechanicsville, IA 52306Office #2: 405 E 5th St., Solon, IA 52333Office #3: 302 Hwy 1 Se, Mt Vernon, IA 52314Office #4: 2229 E Grantview Lane #1, Coralville, IA 52241RIA
CRD#: 134139
Mechanicsville, IA
Current
May 19, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2229 E Grantview Lane #1, Coralville, IA 52241BD
CRD#: 39543
Coralville, IA
Past
August 1, 2014 - May 29, 2020
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
CORALVILLE, IA
Past
July 18, 2012 - May 29, 2020
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
CORALVILLE, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/5/2020)
RR
Colorado(10/27/2020)
RR
Iowa(5/19/2020)
IAR
Iowa(5/19/2020)
RR
New York(1/2/2024)
RR
South Dakota(4/13/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Mechanicsville, IA 52306TRUST BUT VERIFY
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