Lucien Z. Williams

WILLIAMS WEALTH MANAGEMENT

AUGUSTA, GA 30909

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CRD#: 6054390

Professional summary

Lucien Zadoc Williams, who also goes by Lucien Z Williams, is a registered financial advisor currently at WILLIAMS WEALTH MANAGEMENT, INC. located in Augusta, Georgia.

Lucien is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Lucien has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lucien Z Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CADDIE FOR CADDIE MASTER ENTERPRISES, AUGUSTA NATIONAL GOLF CLUB, 2604 WASHINGTON RD, AUGUSTA, GA 30904; NON-INVESTMENT RELATED. 01/2004-PRESENT. ZERO HOURS DEVOTED DURING SECURITIES TRADING HOURS. AM NOT COMMITED TO WORK A SET NUMBER OF HOURS, ONLY WORK OCASSIONAL WEEKENDS. Lucien Zadoc Williams is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Williams Wealth Management, Inc. always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of Williams Wealth Management, Inc. in connection with such individual's activities outside of Williams Wealth Management, Inc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucien Zadoc Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2016 - Present

WILLIAMS WEALTH MANAGEMENT, INC.

Office #1: 3540 Wheeler Road Suite 106, Augusta, GA 30909

RIA

CRD#: 284826

AUGUSTA, GA

Past

July 9, 2012 - October 11, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

AUGUSTA, GA

Past

June 4, 2012 - October 11, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

AUGUSTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(10/17/2016)

IAR

South Carolina
(5/26/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/3/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/11/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/2/2012

General Securities Representative Examination

Current Firm

WILLIAMS WEALTH MANAGEMENT, INC.

CRD#: 284826 / SEC#:

Georgia

Registered Investment Advisory firm - (10/17/2016 Approved)

South Carolina

Registered Investment Advisory firm - (5/26/2017 Approved)

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Contact information

Main Address

3540 Wheeler Road Suite 106, Augusta, GA 30909

Mailing Address

Phone number

(706) 840-0304

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	153
AUM (Assets Under Management)	$ 36,174,835

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lucien Z. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucien Zadoc Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILLIAMS WEALTH MANAGEMENT, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 7/3/2012

SIE

Date: 10/11/2016

Series 7

Date: 6/2/2012

Current Firm

WILLIAMS WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WILLIAMS WEALTH MANAGEMENT, INC.

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