Austin Lane
CETERA INVESTMENT ADVISERS LLC
HELOTES, TX 78023
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CRD#: 6054083
Professional summary
Austin Lane, CFP®, who also goes by Austin Albert Lane, Austin Lane, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Helotes, Texas and CETERA WEALTH SERVICES, LLC located in Helotes, Texas.
Austin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Austin has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Austin Albert Lane | Austin Lane
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE POSITION/TITLE/RELATIONSHIP: AGENT START DATE: 5/2019 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SELL ANNUITIES; 2. NAME OF OTHER BUSINESS: GREENWING WEALTH MANAGEMENT LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: INVESTMENTS START DATE: 7/2021 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OVERSEEING CLIENT RELATIONSHIPS INCLUDING FINANCIAL PLANNING AND INVESTMENT ADVICE; 3. NAME OF OTHER BUSINESS: TWO CREEKS ENERGY, LLC INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: MINERAL RIGHTS, START DATE: 10/2021, POSITION/TITLE/RELATIONSHIP: MINORITY PARTNER, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CLERICAL, COLLECT MAIL, SIGN FOR COMPANY ON BUSINESS TRANSACTIONS; 4. NAME OF OTHER BUSINESS: BANDERA NATURAL HISTORY MUSEUM INVESTMENT RELATED: NO, ADDRESS: 267 OLD SAN ANTONIO HWY, BANDERA, TX 78003 NATURE OF BUSINESS: MUSEUM, START DATE: 01/2024, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: ADVISE ON VARIOUS STRATEGIC INITIATIVES FOR THE ORGANIZATION; 5. NAME OF OTHER BUSINESS: THE CITY OF HELOTES ECONOMIC DEVELOPMENT CORPORATION, INVESTMENT RELATED: NO, ADDRESS: 12682 OLD F.M. 1560, SUITE 105, HELOTES, TX 78023, NATURE OF BUSINESS: CIVIC, START DATE: 03/2024, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ADVISE ON WAYS PROMOTE, ENCOURAGE, AND ENHANCE THE CREATION OF JOBS, THE EXPANSION OF THE LOCAL TAX BASE, AND OUR QUALITY-OF-LIFE BY CREATING GOALS AND PROJECTS EACH YEAR THROUGH THE STRATEGIC PLANNING PROCESS; 6. NAME OF OTHER BUSINESS: AUSTIN LANE - WRITER INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUS01/2025, POSITION/TITLE/RELATIONSHIP: AUTHOR, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: WRITING BOOK(S) RELATED TO FINANCIAL CONCEPTS.
CRS (Client Relationship Summary) - RIA
Click below to view Austin Lane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 14751 Old Bandera Rd #1101, Helotes, TX 78023RIA
CRD#: 105644
HELOTES, TX
Current
July 23, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 14751 Old Bandera Rd #1101, Helotes, TX 78023BD
CRD#: 13572
Helotes, TX
Past
July 23, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
DALLAS, TX
Past
June 20, 2017 - August 3, 2021
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
SAN ANTONIO,, TX
Past
June 20, 2017 - August 3, 2021
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
SAN ANTONIO,, TX
Past
October 9, 2015 - June 16, 2017
CAPITAL CLIENT GROUP, INC.
RIA
CRD#: 6247
SAN ANTONIO, TX
Past
October 9, 2015 - June 16, 2017
CAPITAL CLIENT GROUP, INC.
BD
CRD#: 6247
SAN ANTONIO, TX
Past
January 3, 2014 - August 25, 2015
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
BAKERSFIELD, CA
Past
October 1, 2012 - August 25, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
BAKERSFIELD, CA
Past
May 15, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
PASO ROBLES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/7/2023)
RR
California(7/23/2021)
RR
Florida(1/27/2025)
RR
Kansas(10/9/2023)
RR
Louisiana(7/23/2021)
RR
North Carolina(11/2/2022)
RR
South Dakota(1/29/2024)
RR
Tennessee(6/15/2023)
RR
Texas(7/23/2021)
IAR
Texas(6/29/2023)
RR
Wisconsin(5/16/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
