Nicholas Zofcin
Professional summary
Nicholas Zofcin, who also goes by Nicholas R Zofcin, is a registered financial professional currently at DELAWARE DISTRIBUTORS, L.P. located in New York, New York.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2013. Nicholas has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Zofcin's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2026 - Present
DELAWARE DISTRIBUTORS, L.P.
Office #1: 309 West 49th Street, New York, NY 10019September 13, 2019 - April 9, 2026
BNY MELLON SECURITIES CORPORATION
July 31, 2019 - August 30, 2019
MEEDER ASSET MANAGEMENT, INC.
June 27, 2018 - August 30, 2019
MEEDER DISTRIBUTION SERVICES, INC.
November 14, 2013 - August 27, 2014
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/13/2026)
(8/13/2026)
Exams
Series 7TO
Date: 5/14/2019
General Securities Representative ExaminationFINRA
Current Firm
DELAWARE DISTRIBUTORS, L.P.
CRD#: 14232 / SEC#: , 8-29755
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DELAWARE INVESTMENTS DISTRIBUTION PARTNERS, INC. ("DIDP") | LIMITED PARTNER OF APPLICANT | |
| IVY DISTRIBUTORS, INC. | LIMITED PARTNER OF APPLICANT | |
| CONNOR, DAVID FORRESTER | DIRECTOR | 4243088 |
| DELAWARE CAPITAL MANAGEMENT, A SERIES OF NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST,("DCM") | LIMITED PARTNER OF APPLICANT | |
| DELAWARE DISTRIBUTORS, INC. ("DDI") | GENERAL PARTNER OF APPLICANT | |
| GARVEY, THOMAS F | CHIEF COMPLIANCE OFFICER | 2845051 |
| HOBAN, STEPHEN (NO MIDDLE NAME) | VP/CHIEF FINANCIAL OFFICER | 5089370 |
| HOBAN, STEPHEN (NO MIDDLE NAME) | FINOP | 5089370 |
| HUTCHINSON, MILISSA ANN | PRESIDENT | 5727922 |
| LYTLE, SHAWN KEITH | DIRECTOR | 5816747 |
| SALUS, RICHARD (NO MIDDLE NAME) | DIRECTOR | 2850592 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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