Anthony O. Garcia
Professional summary
Anthony Olivera Garcia, who also goes by Anthony O Garcia, Anthony Garcia, is a registered financial advisor currently at STANCORP INVESTMENT ADVISERS, INC. located in Medford, Oregon and STANCORP EQUITIES, INC. located in Portland, Oregon.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Anthony has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Olivera Garcia's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2015 - Present
STANCORP INVESTMENT ADVISERS, INC.
December 18, 2014 - Present
STANCORP EQUITIES, INC.
Office #1: 1100 Sw 6th Avenue, Portland, OR 97204October 1, 2012 - November 24, 2014
J.P. MORGAN SECURITIES LLC
May 14, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
STANCORP INVESTMENT ADVISERS, INC.
CRD#: 110228 / SEC#: 801-57811
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/18/2014)
(4/29/2015)
Exams
FINRA
Current Firm
STANCORP INVESTMENT ADVISERS, INC.
CRD#: 110228 / SEC#: 801-57811
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 103,728 |
| AUM (Assets Under Management) | $ 33,592,166,292 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 | ||
| 03/28/2024 | ||
| 01/27/2023 |
Red Flags
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