William L. Patriarca
Professional summary
William Lawrence Patriarca, CFP®, who also goes by Bill Lawrence Patriarca, Billy Lawrence Patriarca, William Lawrence Patriarca, William L Patriarca, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Annapolis, Maryland and CETERA INVESTMENT SERVICES LLC located in Annapolis, Maryland.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. William has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Lawrence Patriarca's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2020
Experience
April 9, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1000 Bestgate Road, Annapolis, MD 21401April 10, 2024 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 1000 Bestgate Road, Annapolis, MD 21401June 9, 2021 - May 18, 2022
LPL FINANCIAL LLC
June 9, 2021 - May 18, 2022
LPL FINANCIAL LLC
April 15, 2021 - June 9, 2021
M&T SECURITIES, INC.
April 15, 2021 - June 9, 2021
M&T SECURITIES, INC.
October 18, 2018 - April 14, 2021
WELLS FARGO CLEARING SERVICES, LLC
October 17, 2018 - April 14, 2021
WELLS FARGO CLEARING SERVICES, LLC
August 13, 2015 - January 26, 2017
VALIC FINANCIAL ADVISORS, INC.
August 5, 2015 - January 26, 2017
VALIC FINANCIAL ADVISORS, INC.
February 1, 2013 - August 4, 2015
WELLS FARGO CLEARING SERVICES, LLC
January 28, 2013 - August 4, 2015
WELLS FARGO CLEARING SERVICES, LLC
July 18, 2012 - November 2, 2012
VOYA FINANCIAL ADVISORS, INC.
June 9, 2012 - November 2, 2012
VOYA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/9/2024)
(4/10/2024)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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