Gary M. Hunt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Michael Hunt, who also goes by Gary M Hunt, Gary Michae Hunt, Michael Hunt, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 2012. Gary had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2015 - August 14, 2015
CETERA INVESTMENT ADVISERS LLC
September 8, 2014 - January 28, 2015
CETERA INVESTMENT ADVISERS LLC
September 8, 2014 - August 14, 2015
CETERA INVESTMENT SERVICES LLC
March 12, 2013 - August 1, 2014
BB&T INVESTMENT SERVICES, INC.
March 12, 2013 - August 1, 2014
BB&T INVESTMENT SERVICES, INC.
August 31, 2012 - March 6, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 6, 2012 - March 6, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
