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Nicholas S Fisher

Nicholas S. Fisher

HAMILTON CAPITAL
Columbus, OH 43220
Some features on this profile are disabled
CRD#: 6051515
Nicholas S Fisher

Professional summary

Nicholas S Fisher, CFP® is a registered financial advisor currently at HAMILTON CAPITAL located in Columbus, Ohio.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Nicholas has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Sales; same address; Non-Investment Related; Appx 10% of time during the month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas S Fisher's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Experience

Current

July 23, 2021 - Present

HAMILTON CAPITAL

Office #1: 5025 Arlington Centre Blvd Suite 300, Columbus, OH 43220
RIA
CRD#: 109116
Columbus, OH
Past

February 27, 2020 - July 19, 2021

WEALTHBRIDGE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 298254
WESTERVILLE, OH
Past

February 18, 2020 - May 18, 2020

PRIVATE CLIENT SERVICES, LLC

BD
CRD#: 120222
WESTERVILLE, OH
Past

May 1, 2018 - February 11, 2020

OSAIC FA, INC.

RIA
CRD#: 3978
COLUMBUS, OH
Past

May 20, 2016 - February 11, 2020

OSAIC FA, INC.

BD
CRD#: 3978
COLUMBUS, OH
Past

August 13, 2014 - May 20, 2016

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
WORTHINGTON, OH
Past

July 17, 2014 - May 20, 2016

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
WORTHINGTON, OH
Past

July 2, 2013 - July 2, 2014

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
DUBLIN, OH
Past

June 24, 2013 - July 2, 2014

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
DUBLIN, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HAMILTON CAPITAL
HAMILTON CAPITAL
HAMILTON CAPITAL | HAMILTON CAPITAL, LLC | HAMILTON CAPITAL MANAGEMENT INC

CRD#: 109116 / SEC#: 801-54611

RIA
Registered Investment Advisory firm - (6/17/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(7/23/2021)
IAR
Texas
(2/28/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/17/2014
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/3/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/9/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/24/2013
Investment Company Products/Variable Contracts Representative Examination

Current Firm

HAMILTON CAPITAL
HAMILTON CAPITAL
HAMILTON CAPITAL | HAMILTON CAPITAL, LLC | HAMILTON CAPITAL MANAGEMENT INC

CRD#: 109116 / SEC#: 801-54611

RIA
Registered Investment Advisory firm - (6/17/1997 Approved)
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Contact information

Main Address
5025 Arlington Centre Blvd Suite 300, Columbus, OH 43220
Mailing Address
Phone number
(614) 273-1000
Established
Firm type
Fiscal year end
# of Employees
93

SEC notice filing (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HAMILTON CAPITAL PART 2A BROCHURE - WEALTH MANAGEMENT (3/31/2025)
HAMILTON CAPITAL PART 2A BROCHURE - RETIREMENT PLANS/INSTITUTIONAL (3/31/2025)

Regulatory assets under management

Total Number of Accounts9,076
AUM (Assets Under Management)$ 4,381,851,944

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/25/2024
Cover Page
Report
07/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAMILTON CAPITAL

HAMILTON CAPITAL

CRD#: 109116Columbus, OH 43220

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