Russell J. Becker

WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

TAMPA, FL 33602

Some features on this profile are disabled

CRD#: 6051429

Professional summary

Russell Joss Becker, CFP®, who also goes by Joss Russell Becker, is a registered financial advisor currently at WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY located in Tampa, Florida.

Russell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Russell has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joss Russell Becker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell Joss Becker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 17, 2025 - Present

WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

Office #1: 111 W. Oak Avenue Ste 450, Tampa, FL 33602

RIA

CRD#: 206518

TAMPA, FL

Past

July 16, 2019 - July 2, 2025

FISHER INVESTMENTS

RIA

CRD#: 107342

TAMPA, FL

Past

September 20, 2013 - July 8, 2019

VANGUARD MARKETING CORPORATION

CRD#: 7452

CHARLOTTE, NC

Past

October 26, 2012 - September 27, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

MANASSAS, VA

Past

October 26, 2012 - September 27, 2013

LPL FINANCIAL LLC

CRD#: 6413

MANASSAS, VA

Past

May 31, 2012 - September 26, 2012

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

ARLINGTON, VA

Past

May 21, 2012 - September 26, 2012

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

ARLINGTON, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

CRD#: 206518 / SEC#: 801-127246

RIA

Registered Investment Advisory firm - (1/20/2023 Approved)

Florida

Registered Investment Advisory firm - (7/17/2023 Terminated)

Georgia

Registered Investment Advisory firm - (8/3/2023 Terminated)

Illinois

Registered Investment Advisory firm - (7/17/2023 Terminated)

Texas

Registered Investment Advisory firm - (7/17/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/30/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/23/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/2/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/18/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

CRD#: 206518 / SEC#: 801-127246

RIA

Registered Investment Advisory firm - (1/20/2023 Approved)

Florida

Registered Investment Advisory firm - (7/17/2023 Terminated)

Georgia

Registered Investment Advisory firm - (8/3/2023 Terminated)

Illinois

Registered Investment Advisory firm - (7/17/2023 Terminated)

Texas

Registered Investment Advisory firm - (7/17/2023 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

111 W. Oak Avenue Ste 450, Tampa, FL 33602

Mailing Address

Phone number

(866) 929-3258

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (8/5/2025)

Regulatory assets under management

Total Number of Accounts	582
AUM (Assets Under Management)	$ 220,278,095

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Spiros Vassilakos

CSENGE ADVISORY GROUP, LLC

IAR

Tarpon Springs, FL

Gustavo Delgado Alicea

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

IAR

Brandon, FL

Lee Gorgas

CHARLES SCHWAB & CO., INC.

IAR

Tampa, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Russell J. Becker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell Joss Becker's CRS (Customer Relationship Summary).

Certified licenses

Experience

FISHER INVESTMENTS

VANGUARD MARKETING CORPORATION

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 5/30/2012

Series 63

Date: 5/23/2012

SIE

Date: 10/1/2018

Series 7

Date: 11/2/2012

Series 6

Date: 5/18/2012

Current Firm

WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

TRUST BUT VERIFY

Similar Advisors