JL
Jeffrey K. Lucas
CETERA INVESTMENT ADVISERS LLC
POWELL, OH 43065
Some features on this profile are disabled
CRD#: 6049197
JL
Professional summary
Jeffrey K Lucas, who also goes by Jeffrey Karl Lucas II, Jeffrey Karl Lucas Jr, Jeffrey Lucas, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Powell, Ohio and CETERA WEALTH SERVICES, LLC located in Powell, Ohio.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Jeffrey has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey Karl Lucas Ii | Jeffrey Karl Lucas Jr | Jeffrey Lucas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PARADIDDLE PROPERTY INVESTMENTS LLC POSITION: Manager NATURE: residential real estate investment.~IR~ # OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/21/2013 ADDRESS: 8480 GERICH LILLY RD, West Jefferson OH 43162 DESCRIPTION: collect rent, get maintenance performed when needed, sign leases 2) IGNYTE FINANCIAL, LLC POSITION: Financial Advisor NATURE: estate planning, retirement planning, risk analysis, investment planning.~IR~ # OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 08/22/2021 ADDRESS: 3845 Attucks Dr, Powell OH 43065 DESCRIPTION: growing and managing financial planning book of business. Prospecting. Investment management. Client relationship management. Financial plan creation. 3) IGNYTE TAX SERVICES POSITION: Sole Proprietor NATURE: Tax planning and tax preparation. Prepare tax returns create tax plans host tax seminars represent clients to IRS.~NIR~ # OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 09/14/2023 ADDRESS: 3845 Attucks Dr, Powell OH 43065 DESCRIPTION: Tax preparation for business, individual and nonprofit clients. 4) WJ TAXES AND BOOKS POSITION: Sole Proprietor NATURE: Tax preparation for businesses individuals trusts and estates. I prepare tax returns for the people that ask me to and charge a per form fee. This DBA is used to market in the Madison County/ South Columbus Markets.~NIR~ # OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 12/30/2022 ADDRESS: 8480 GERICH LILLY RD, West Jefferson OH 43162 DESCRIPTION: Prepare tax returns Business development meet with clients scan documents data management 5) FREELANCE WRITING POSITION: sole proprietor NATURE: production of nonfiction essays, regarding travel christian ethics for public internet consumption. Primarily travel and christian living sites NIR # OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2021 ADDRESS: 8480 GERICH LILLY RD West Jefferson OH 43162, West Jefferson OH 43162 DESCRIPTION: produce SEO optimized articles for travel websites on contract basis. maintain and grow email subscriptions for personal newsletter. 6) LUCAS TROOP INC POSITION: Owner NATURE: this entity was previously used for the sale of life insurance products, it is no longer operations.~NIR~ # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/14/2019 ADDRESS: 8480 Gerich Lilly rd, West Jefferson OH 43162 DESCRIPTION: none 7) FOR PLAIN CITY DBA PLAIN CITY CHURCH FELLOWSHIP POSITION: Treasurer NATURE: Association of area churches and nonprofits that meet and collaborate for the benefit of the community. monthly pastors breakfast, annual teach appreciation and community prayer event. NIR~ # OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2020 ADDRESS: 11100 Plain City Lafayette Rd., Plain City OH 43064 DESCRIPTION: I am the treasurer. I have check writing privileges, pay bills, make deposits and balance checkbook and bank acct. 8) RATAMACUE INC DBA WJ TAX COMPANY POSITION: President NATURE: Tax preparation and advisory services. Charge a monthly and/or annual fee for full year of tax planning, preparation and advisory services. This is an incorporation of the same activity that was previously a sole proprietorship. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 50 START DATE: 12/30/2022 ADDRESS: 8480 GERICH LILLY RD, West Jefferson OH 43162, DESCRIPTION: Prepare tax returns Business development meet with clients
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey K Lucas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3845 Attucks Dr, Powell, OH 43065RIA
CRD#: 105644
POWELL, OH
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3845 Attucks Dr, Powell, OH 43065BD
CRD#: 13572
Powell, OH
Past
November 2, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Powell, OH
Past
November 1, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Powell, OH
Past
February 18, 2022 - November 22, 2023
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
Powell, OH
Past
November 23, 2021 - November 22, 2023
IFP SECURITIES, LLC
BD
CRD#: 297287
Powell, OH
Past
April 28, 2021 - November 29, 2021
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Past
September 15, 2017 - May 24, 2019
KEY INVESTMENT SERVICES LLC
RIA
CRD#: 136300
DUBLIN, OH
Past
July 27, 2016 - May 24, 2019
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
DUBLIN, OH
Past
August 23, 2013 - June 17, 2016
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
Hilliard, OH
Past
February 21, 2013 - May 29, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(9/5/2025)
IAR
Ohio(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
