Christopher R. Stiens

FAMILY INVESTMENT CENTER

Saint Joseph, MO 64506

CRD#: 6047724

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Professional summary

Christopher Ray Stiens, who also goes by Chris R Stiens, is a registered financial advisor currently at FAMILY INVESTMENT CENTER located in Saint Joseph, Missouri.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Christopher has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris R Stiens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Ray Stiens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2012 - Present

FAMILY INVESTMENT CENTER

Office #1: 3805 Beck Road, Saint Joseph, MO 64506

RIA

CRD#: 113799

Saint Joseph, MO

Past

September 26, 2012 - November 5, 2012

WADDELL & REED

RIA

CRD#: 866

INDEPENDENCE, MO

Past

June 25, 2012 - November 5, 2012

WADDELL & REED

CRD#: 866

INDEPENDENCE, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAMILY INVESTMENT CENTER

FAMILY INVESTMENT CENTER | FAMILY INVESTMENT CENTER, INC.

CRD#: 113799 / SEC#: 801-63744

RIA

Registered Investment Advisory firm - (1/3/2005 Approved)

Missouri

Registered Investment Advisory firm - (1/14/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(4/23/2014)

IAR

Missouri
(11/15/2012)

IAR

Texas
(4/23/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/25/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/22/2012

General Securities Representative Examination

Current Firm

FAMILY INVESTMENT CENTER

FAMILY INVESTMENT CENTER | FAMILY INVESTMENT CENTER, INC.

CRD#: 113799 / SEC#: 801-63744

RIA

Registered Investment Advisory firm - (1/3/2005 Approved)

Missouri

Registered Investment Advisory firm - (1/14/2005 Terminated)

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Contact information

Main Address

3805 Beck Road, Saint Joseph, MO 64506

Mailing Address

3805 Beck Road P.o. Box 8807, St. Joseph, MO 64508-8807

Phone number

(816) 233-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE STATEMENT (1/26/2026)

Regulatory assets under management

Total Number of Accounts	2,200
AUM (Assets Under Management)	$ 689,320,394

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher R. Stiens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Ray Stiens's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAMILY INVESTMENT CENTER

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

FAMILY INVESTMENT CENTER

State Registrations and Notice Filings

Exams

Series 66

Date: 9/25/2012

Series 7

Date: 6/22/2012

Current Firm

FAMILY INVESTMENT CENTER

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAMILY INVESTMENT CENTER

TRUST BUT VERIFY

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