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Anthony Veltri

OCTAURA SECURITIES
New York, NY 10001
Some features on this profile are disabled
CRD#: 6047180
AV

Professional summary

Anthony Veltri, who also goes by Anthony J Veltri, Anthony Joseph Veltri, is a registered financial professional currently at OCTAURA SECURITIES located in New York, New York.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 2012. Anthony has worked at 11 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Anthony J Veltri | Anthony Joseph Veltri

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Veltri's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 14, 2026 - Present

OCTAURA SECURITIES

Office #1: 5 Pennsylvania Plaza 6 Floor South, New York, NY 10001
BD
CRD#: 321877
New York, NY
Past

January 6, 2026 - April 20, 2026

HUNTINGTON SECURITIES, INC.

BD
CRD#: 2261
New York, NY
Past

April 8, 2022 - January 14, 2026

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
NEW YORK, NY
Past

October 18, 2021 - April 5, 2022

MUFG SECURITIES AMERICAS INC.

BD
CRD#: 19685
NEW YORK, NY
Past

March 2, 2018 - August 28, 2020

JANNEY MONTGOMERY SCOTT LLC

RIA
CRD#: 463
NEW YORK, NY
Past

March 1, 2018 - August 28, 2020

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
NEW YORK, NY
Past

October 11, 2016 - February 26, 2018

MAREX CAPITAL MARKETS INC.

BD
CRD#: 161014
NEW YORK, NY
Past

October 14, 2015 - November 3, 2016

MAXIM GROUP LLC

BD
CRD#: 120708
NEW YORK, NY
Past

February 23, 2015 - October 6, 2015

MARV CAPITAL INC.

BD
CRD#: 104390
NEW YORK, NY
Past

March 24, 2014 - October 10, 2014

BRAVER STERN SECURITIES LLC

BD
CRD#: 29108
NEW YORK, NY
Past

May 2, 2013 - March 3, 2014

COHEN & COMPANY SECURITIES, LLC

BD
CRD#: 149758
NEW YORK, NY
Past

January 14, 2013 - April 9, 2013

SEIDEL & CO., LLC

BD
CRD#: 42821
FREEHOLD, NJ
Past

April 30, 2012 - May 9, 2012

GMS GROUP

BD
CRD#: 8000
EAST HANOVER, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/14/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 6/10/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/31/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/27/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

OS
OCTAURA SECURITIES
OCTAURA SECURITIES | OCTAURA SECURITIES TRADINGCO LLC

CRD#: 321877 / SEC#: , 8-70933

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
5 Pennsylvania Plaza 6 Floor South, New York, NY 10001
Mailing Address
5 Pennsylvania Plaza 6 Floor South, New York, NY 10001
Phone number
(212) 397-6133
Established
Delaware since 04/25/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OCTAURA HOLDINGS LLCSOLE MEMBER
BEJILE, BRIAN [NMM]CHIEF EXECUTIVE OFFICER4829191
KIM, CRISTINA SOOJINCFO3266053
LODATO, JOSEPH WILLIAMCHIEF COMPLIANCE OFFICER AND FINOP1931988

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OCTAURA SECURITIES

CRD#: 321877New York, NY 10001

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