Gregory S. Goldstein

STONEX FINANCIAL

Raleigh, NC

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CRD#: 6046598

Professional summary

Gregory Scott Goldstein, who also goes by Gregory Goldstein, Gregory Scott Goldstein, is a registered financial professional currently at STONEX FINANCIAL INC. located in Raleigh, North Carolina.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 2023. Gregory has worked at 2 firms and has passed the Series 63, Series 57TO, Series 3, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gregory Goldstein | Gregory Scott Goldstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Scott Goldstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 11, 2023 - Present

STONEX FINANCIAL INC.

CRD#: 45993

Raleigh, NC

Past

September 11, 2023 - December 31, 2024

STONEX OUTSOURCED SERVICES LLC

CRD#: 30773

Raleigh, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 9/20/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 10/18/2023

Securities Trader Exam

General Industry/Product Exam

Series 3

Date: 10/2/2023

National Commodity Futures Examination

General Industry/Product Exam

Series 7TO

Date: 9/11/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/23/2023

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 11/7/2023

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

STONEX FINANCIAL INC.

CRD#: 45993 / SEC#: , 8-51269

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

329 Park Avenue North Suite 350, Winter Park, FL 32789

Mailing Address

329 Park Avenue North Suite 350, Winter Park, FL 32789

Phone number

(407) 741-5300

Established

Florida since 05/29/1998

Firm type

Corporation

Fiscal year end

September

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
STONEX GROUP INC.	OWNER
BOLTE, DAVID ALBERT	SECRETARY	2711410
DAVISON, STUART ANDREW	DIRECTOR; CHIEF OPERATING OFFICER	7824576
DICIOLLO, ANTHONY JOSEPH	PRESIDENT/DIRECTOR	4976402
DUNAWAY, WILLIAM JOHN	DIRECTOR, CHIEF FINANCIAL OFFICER	6505923
LYON, CHARLES MARTIN	DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER	4000852
MAURER, MARK L	DIRECTOR, CHIEF RISK OFFICER	4234406
PORZIO, JOSEPH JOHN	FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER	1319702
SMITH, PHILIP ANDREW	DIRECTOR	4999097
SZEKELY, GIGI KLARA	CHIEF COMPLIANCE OFFICER - BD DIVISION	2530826

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory S. Goldstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Scott Goldstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX OUTSOURCED SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/20/2023

Series 57TO

Date: 10/18/2023

Series 3

Date: 10/2/2023

Series 7TO

Date: 9/11/2023

SIE

Date: 8/23/2023

Series 24

Date: 11/7/2023

FINRA

Nasdaq Stock Market

Current Firm

STONEX FINANCIAL INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

STONEX FINANCIAL INC.

TRUST BUT VERIFY

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