Tyren A. Tornincasa

CETERA INVESTMENT ADVISERS LLC | Financial Advisor

MERRILLVILLE, IN 46410

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CRD#: 6046082

Professional summary

Tyren A Tornincasa, who also goes by Ty Tornincasa, Tyren Anthony Tornincasa, Tyren Tornincasa, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Merrillville, Indiana and CETERA FINANCIAL SPECIALISTS LLC located in Merrillville, Indiana.

Tyren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Tyren has worked at 6 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ty Tornincasa | Tyren Anthony Tornincasa | Tyren Tornincasa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSURANCE AGENT, NOT INVESTMENT RELATED, SALES OF LIFE INSURANCE, HEALTH INSURANCE DISABILITY INSURANCE, LONG-TERM CARE INSURANCE AND FANNUITIES, SINCE 07/2024, 2H/WEEK 2) LOCAL 1 IRON WORKER, NOT INVESTMENT RELATED, FOREST PARK, IL, , ATTEND GENERAL MONTHLY MEETINGS, 0H/WEE06/2005. 3) TY FINANCIAL, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, OWNER, DBA FOR INVESTMENT BUSINESS, ACTIVITIES AS A FINANCIALPROFESSIONAL, 40H/WEEK, SINCE 08/2024

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyren A Tornincasa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 440 W 84th Dr, Merrillville, IN 46410

RIA

CRD#: 105644

MERRILLVILLE, IN

Current

August 20, 2024 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 440 W 84th Dr, Merrillville, IN 46410

CRD#: 10358

MERRILLVILLE, IN

Past

June 2, 2021 - August 20, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHICAGO, IL

Past

June 2, 2021 - August 20, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHICAGO, IL

Past

November 20, 2017 - June 7, 2021

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

SCHERERVILLE, IN

Past

November 20, 2017 - June 7, 2021

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

SCHERERVILLE, IN

Past

January 13, 2017 - October 18, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

CALPARAISO, IN

Past

September 7, 2016 - October 18, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

CALPARAISO, IN

Past

August 16, 2013 - September 7, 2016

TY TORNINCASA FINANCIAL WEALTH MANAGEMENT, LLC

RIA

CRD#: 167795

VALPARAISO, IN

Past

July 31, 2012 - July 11, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MERRILLVILLE, IN

Past

June 12, 2012 - July 11, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MERRILLVILLE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/20/2024)

California
(8/20/2024)

Florida
(8/20/2024)

Illinois
(8/20/2024)

Indiana
(8/20/2024)

IAR

Indiana
(8/21/2024)

Michigan
(8/20/2024)

Tennessee
(5/6/2025)

Texas
(8/20/2024)

IAR

Texas
(8/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/26/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/27/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/13/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Tyren A. Tornincasa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyren A Tornincasa's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA FINANCIAL SPECIALISTS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

TY TORNINCASA FINANCIAL WEALTH MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/26/2017

Series 66

Date: 7/27/2012

SIE

Date: 10/1/2018

Series 7

Date: 1/13/2017

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

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