Michael J. Manceri

ICAPITAL MARKETS LLC

New York, NY 10165

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CRD#: 6045830

Professional summary

Michael Joseph Manceri is a registered financial professional currently at ICAPITAL MARKETS LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2015. Michael has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Joseph Manceri's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2024 - Present

ICAPITAL MARKETS LLC

Office #1: 60 East 42nd Street 26th Floor, New York, NY 10165

CRD#: 118219

New York, NY

Past

July 27, 2022 - March 27, 2024

ACERVUS SECURITIES, INC.

CRD#: 298058

NEW YORK, NY

Past

December 22, 2021 - July 6, 2022

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC

CRD#: 313390

New York, NY

Past

May 8, 2019 - December 22, 2021

BROOKFIELD PRIVATE ADVISORS LLC

CRD#: 151423

NEW YORK, NY

Past

December 5, 2017 - May 8, 2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

October 16, 2017 - November 24, 2017

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

MIAMI, FL

Past

September 22, 2017 - November 24, 2017

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Miami, FL

Past

January 8, 2016 - September 28, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Miami, FL

Past

October 8, 2015 - September 28, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Miami, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/10/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 12/7/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/8/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ICAPITAL MARKETS LLC

AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC

CRD#: 118219 / SEC#: , 8-53640

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

60 East 42nd Street 26th Floor, New York, NY 10165

Mailing Address

60 East 42nd Street 26th Floor, New York, NY 10165

Phone number

(646) 520-2020

Established

Delaware since 08/13/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ICAPITAL MARKETS HOLDING LLC	PARENT
GEORGE, THOMAS KEITH	FINOP	5378303
HOUSTON, STEPHEN HENRY	HEAD OF BROKER DEALER	1988668
MORGAN, COURTNEY	CHIEF COMPLIANCE OFFICER	6384535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael J. Manceri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Joseph Manceri's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACERVUS SECURITIES, INC.

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC

BROOKFIELD PRIVATE ADVISORS LLC

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/7/2015

SIE

Date: 10/1/2018

Series 7

Date: 10/8/2015

FINRA

Current Firm

ICAPITAL MARKETS LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ICAPITAL MARKETS LLC

TRUST BUT VERIFY

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