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EB

Evan J. Beal

ZENITH SECURITIES LLC
NORWALK, CT 06854
Some features on this profile are disabled
CRD#: 6045202
EB

Professional summary

Evan Jay Beal, who also goes by Evan J Beal, Evan Beal, is a registered financial professional currently at ZENITH SECURITIES LLC located in Norwalk, Connecticut.

Evan is registered as a RR (Registered Representative) and started their career in finance in 2012. Evan has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Evan J Beal | Evan Beal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Evan Jay Beal's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 5, 2025 - Present

ZENITH SECURITIES LLC

Office #1: 85 Washington Street Suite 1f, Norwalk, CT 06854
BD
CRD#: 138135
NORWALK, CT
Past

January 31, 2018 - December 31, 2020

CAPE INVESTMENT ADVISORY, INC.

RIA
CRD#: 146384
Foster City, CA
Past

January 30, 2018 - December 31, 2020

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

BD
CRD#: 7388
MCDONOUGH, GA
Past

January 28, 2016 - February 29, 2016

COINBASE CAPITAL MARKETS CORP

BD
CRD#: 10722
SAN DIEGO, CA
Past

January 27, 2016 - February 29, 2016

COINBASE CAPITAL MARKETS CORP

RIA
CRD#: 10722
SAN DIEGO, CA
Past

May 18, 2015 - June 4, 2015

KARP CAPITAL MANAGEMENT CORPORATION

RIA
CRD#: 131834
SAUSALITO, CA
Past

May 23, 2014 - February 18, 2015

FISHER INVESTMENTS

RIA
CRD#: 107342
SAN MATEO, CA
Past

February 13, 2013 - February 25, 2014

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
SAN DIEGO, CA
Past

October 1, 2012 - February 25, 2014

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SAN DIEGO, CA
Past

July 31, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
ENCINITAS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/31/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/29/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/2/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 2/2/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/12/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/30/2012
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

ZS
ZENITH SECURITIES LLC
HSH N FINANCIAL SECURITIES LLC | ZENITH SECURITIES LLC | ZENITH CAPITAL ADVISORS LLC | MID-SHIP SECURITIES LLC

CRD#: 138135 / SEC#: , 8-67146

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
100 First Stamford Place Suite 330, Stamford, CT 06902
Mailing Address
100 First Stamford Place Suite 330, Stamford, CT 06902
Phone number
(203) 253-5936
Established
Delaware since 08/23/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HONDO HOLDINGS LLCMEMBER
PRIVATE LEDGER, LLCMEMBER
ARORA, VRINDAFINOP7784034
BISCHOFF, STEVEN WALLACECEO1401631
WHITE, ALAN THOMASCCO2723669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ZENITH SECURITIES LLC

CRD#: 138135Norwalk, CT 06854

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