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CA

Christine M. Abato

SHORELINEAMBROSE ADVISORS
San Diego, CA 92122
Some features on this profile are disabled
CRD#: 6045141
CA

Professional summary

Christine Marie Abato is a registered financial professional currently at SHORELINEAMBROSE ADVISORS, LLC located in San Diego, California.

Christine is registered as a RR (Registered Representative) and started their career in finance in 2023. Christine has worked at 2 firms and has passed the Series 63, SIE, Series 79TO and Series 62 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christine Marie Abato's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 12, 2012 - Present

SHORELINEAMBROSE ADVISORS, LLC

Office #1: 6310 Greenwich Drive Suite 120, San Diego, CA 92122
BD
CRD#: 141046
San Diego, CA
Past

March 20, 2023 - August 12, 2025

WOODSIDE CAPITAL SECURITIES LLC

BD
CRD#: 152603
PALO ALTO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/12/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 5/23/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/21/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/18/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 6/11/2012
Corporate Securities Limited Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SA
SHORELINEAMBROSE ADVISORS, LLC
SHORELINEAMBROSE ADVISORS, LLC | SHP SECURITIES, LLC

CRD#: 141046 / SEC#: , 8-67357

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
6310 Greenwich Drive Suite 120, San Diego, CA 92122
Mailing Address
6310 Greenwich Drive Suite 120, San Diego, CA 92122
Phone number
(858) 587-9800
Established
California since 04/08/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

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Documents

Direct owners and executive officers

NamePositionCRD#
AMBROSE CAPITAL PARTNERS, LLCOWNER
SHORELINE PARTNERS, LLCOWNER
HARDEN, MICHAEL JAMESVICE PRESIDENT4256503
MALOTT, TIMOTHY GERALDPRESIDENT AND CEO, CCO & AMLCO5246927
THORNTON, STEVEN LEEFINOP4496384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHORELINEAMBROSE ADVISORS, LLC

CRD#: 141046San Diego, CA 92122

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