MA
Marcus A. Arnold
CETERA INVESTMENT ADVISERS LLC
CONYERS, GA 30094
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CRD#: 6043101
MA
Professional summary
Marcus Allen Arnold, who also goes by Marcus Allen Arnold, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Conyers, Georgia and CETERA WEALTH SERVICES, LLC located in Conyers, Georgia.
Marcus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Marcus has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marcus Allen Arnold
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) ICI FINANCIAL SERVICES GROUP INC; Investment Related; 1506 Klondike Rd SW, Ste 103, Conyers GA 30094; Financial Services; 1) General Manager; Start Date 07/2015; 16 hours per month with those hours per month occurring during trading hours; Broker for Life, Health, LTC, and Disability insurance products. 2) Investment Planner; Start Date 03/2023; 30 hours per month with those hours occurring during trading hours; Provide investment advice to prospects and clients. >> DEKALB COUNTY GEORGIA SCHOOLS; Non-Investment Related; 1701 Mountain Industrial Blvd, Stone Mountain GA 30083; Other; Substitute Teacher; Start Date 01/2009; 8 hours per month with 6 of those hours per month occurring during trading hours; Substitute Teaching K-12.
CRS (Client Relationship Summary) - RIA
Click below to view Marcus Allen Arnold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1506 Klondike Road Sw, Suite 103, Conyers, GA 30094RIA
CRD#: 105644
CONYERS, GA
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1506 Klondike Road Sw, Suite 103, Conyers, GA 30094BD
CRD#: 13572
Conyers, GA
Past
March 1, 2023 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Conyers, GA
Past
February 27, 2023 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Conyers, GA
Past
January 28, 2022 - February 27, 2023
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
CONYERS, GA
Past
June 5, 2021 - February 27, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
CONYERS, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/20/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
IAR
Georgia(2/20/2025)
RR
Maine(4/23/2025)
RR
Missouri(2/20/2025)
RR
Nevada(10/1/2025)
RR
New York(2/20/2025)
RR
North Carolina(2/20/2025)
RR
Pennsylvania(10/28/2025)
RR
Texas(2/20/2025)
IAR
Texas(4/1/2025)
RR
Virginia(2/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/5/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
