Shelly J. Jones
Professional summary
Shelly Jane Jones, who also goes by Chor S Louie, Chor Shuet Louie, Shelly Jane Louie, Shelly Louie, is a registered financial professional currently at BTIG, LLC located in New York, New York.
Shelly is registered as a RR (Registered Representative) and started their career in finance in 2012. Shelly has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shelly Jane Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2016 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022May 8, 2012 - July 31, 2014
T3 TRADING GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/23/2016)
(8/25/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
Exams
Series 56
Date: 5/7/2012
Proprietary Trader Qualification ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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