Debra L. Wachter
CETERA INVESTMENT ADVISERS LLC
HARRISONBURG, VA 22801
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CRD#: 6042043
Professional summary
Debra Lynn Wachter, CFP®, who also goes by Debra Wachter Cole, Debra Lynn Mowery, Debra Mowery Wachter, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Harrisonburg, Virginia and CETERA WEALTH SERVICES, LLC located in Harrisonburg, Virginia.
Debra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Debra has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Debra Wachter Cole | Debra Lynn Mowery | Debra Mowery Wachter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) PARK VIEW FEDERAL CREDIT UNION; Investment Related; 1675 Virginia Avenue, Suite C, Harrisonburg, VA 22802; Credit Union offering Savings, Checking, CDs, Loans, Insurance and Investments; Financial Advisor; Start Date 10/2016; 160 hours per month with most hours occurring during trading hours; Offer financial products and services. >> PARK VIEW ADVISORS; Investment Related; 1675 Virginia Avenue, Suite C, Harrisonburg, VA 22802; Investment and Insurance Services; Financial Advisor; Start Date 05/2018; 160 hours per month with most hours occurring during trading hours; I provide advice on fee based and commission based securities products as well as insurance products. >> POA; Non-Investment Related; Residence; Other; Power of Attorney; Start Date 01/2010; No hours per month; Power of Attorney for my parents.
CRS (Client Relationship Summary) - RIA
Click below to view Debra Lynn Wachter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 205 A South Liberty Street, Harrisonburg, VA 22801RIA
CRD#: 105644
HARRISONBURG, VA
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1675 Virginia Avenue Suite C, Harrisonburg, VA 22802BD
CRD#: 13572
Harrisonburg, VA
Past
November 17, 2016 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Harrisonburg, VA
Past
November 17, 2016 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Harrisonburg, VA
Past
February 12, 2015 - October 18, 2016
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
HARRISONBURG, VA
Past
February 10, 2015 - October 18, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
HARRISONBURG, VA
Past
October 15, 2012 - February 4, 2015
EVERENCE TRUST COMPANY
RIA
CRD#: 113179
HARRISONBURG, VA
Past
April 19, 2012 - February 10, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
HARRISONBURG, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(2/20/2025)
RR
Colorado(2/20/2025)
RR
Delaware(2/20/2025)
RR
District of Columbia(2/20/2025)
RR
Florida(2/20/2025)
RR
Iowa(2/20/2025)
RR
Maryland(2/20/2025)
RR
Missouri(2/20/2025)
RR
New York(2/20/2025)
RR
North Carolina(2/20/2025)
RR
Ohio(2/20/2025)
RR
Pennsylvania(2/20/2025)
RR
Rhode Island(2/20/2025)
RR
South Carolina(2/20/2025)
RR
South Dakota(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(4/1/2025)
RR
Virginia(2/20/2025)
IAR
Virginia(2/20/2025)
RR
Washington(2/20/2025)
RR
West Virginia(2/20/2025)
RR
Wisconsin(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/22/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
