Richard S. Sebastian

APOLLON WEALTH MANAGEMENT

Rockville, MD 20852

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CRD#: 6041899

Professional summary

Richard Stuart Sebastian, CFP®, who also goes by Richard Stuart Sebastian Mr., Richard Sebastian, is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Rockville, Maryland.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Richard has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Stuart Sebastian Mr. | Richard Sebastian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fixed Insurance. Investment Related. 1101 Wootton Parkway, Suite 980, Rockville, MD 20852. Fixed Insurance Sales. Agent. 20 Hrs/Mo; All During Trading Hours. Providing Clients with Insurance Needs and Appropriate Insurance Recommendations.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Stuart Sebastian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

October 7, 2024 - Present

APOLLON WEALTH MANAGEMENT, LLC

Office #1: 1101 Wootton Parkway Suite 980, Rockville, MD 20852

RIA

CRD#: 291902

Rockville, MD

Past

November 13, 2017 - December 31, 2024

CIC WEALTH, LLC

RIA

CRD#: 290198

TOMS RIVER, NJ

Past

November 13, 2017 - December 3, 2018

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Rockville, MD

Past

November 1, 2016 - November 14, 2017

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Gaithersburg, MD

Past

November 1, 2016 - November 14, 2017

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Gaithersburg, MD

Past

October 13, 2014 - November 1, 2016

MCADAM LLC

RIA

CRD#: 170914

WEST TYSONS CORNER, VA

Past

October 3, 2014 - November 3, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Tysons Corner, VA

Past

August 24, 2012 - October 3, 2014

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

TYSONS CORNER, VA

Past

June 12, 2012 - October 3, 2014

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

TYSONS CORNER, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APOLLON WEALTH MANAGEMENT, LLC

CRD#: 291902 / SEC#: 801-112350

RIA

Registered Investment Advisory firm - (1/22/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(10/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/17/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/26/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/22/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/11/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

APOLLON WEALTH MANAGEMENT, LLC

CRD#: 291902 / SEC#: 801-112350

RIA

Registered Investment Advisory firm - (1/22/2018 Approved)

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Contact information

Main Address

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464

Mailing Address

Phone number

(843) 579-0018

Established

Firm type

Fiscal year end

# of Employees

179

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APOLLON WEALTH MANAGEMENT, LLC - PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	20,798
AUM (Assets Under Management)	$ 7,720,756,861

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard S. Sebastian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Stuart Sebastian's CRS (Customer Relationship Summary).

Certified licenses

Experience

CIC WEALTH, LLC

PURSHE KAPLAN STERLING INVESTMENTS

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

MCADAM LLC

PURSHE KAPLAN STERLING INVESTMENTS

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

APOLLON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/17/2012

Series 63

Date: 6/26/2012

SIE

Date: 10/1/2018

Series 7

Date: 4/22/2014

Series 6

Date: 6/11/2012

Current Firm

APOLLON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APOLLON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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