Robert J. Tarlov
CETERA INVESTMENT ADVISERS LLC
AVON, CT 06001
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CRD#: 604036
Professional summary
Robert Joseph Tarlov, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Avon, Connecticut and CETERA WEALTH SERVICES, LLC located in Vero Beach, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. Robert has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 1, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF ENTITY:PARAGON FINANCIAL GROUP; YES; 20 TOWER LANE; AVON; CT; 06001; FINANCIAL SERVICES/DBA; OWNER; 1/7/2002; 160; 160; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS; 2.NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; 20 TOWER LANE; AVON; CT; 06001; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/2/2009; 160; 160; SALES OF FIXED INSURANCE PRODUCTS; 3.NAME OF ENTITY:TARLOV FINANCIAL GROUP; YES; 20 TOWER LANE; AVON; CT; 06001; FINANCIAL SERVICES/DBA; OWNER; 8/28/2008; 280; 280; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS; 4.NAME OF ENTITY:MERIDEN ROTARY CLUB; NO; 577 SOUTH BROAD ST; MERIDEN; CT; 6450; CIVIL ORGANIZATION; SECRETARY; 1/1/1985; 8; 8; MAINTAIN MEMBERSHIP RECORDS, RECORD ATTENDANCE, DISTRIBUTE NOTICES OF MEETINGS, AND ANY OTHER DUTIES PERTAINING TO OFFICE OF SECRETARY; 5.NAME OF ENTITY:TUTLE HOLLOW DRESSAGE; NO; 8500 65TH ST; VERO BEACH; FL; 32967; EQUINE TRAINING AND BREEDING HORSES; SPOUSE-OWNED; 7/28/1985; 0; 0; BUSINESS THAT TRAINS AND BREEDS HORSES; 6.NAME OF ENTITY:TWO BRIDGES EQUESTRIAN HOMEOWNERS ASSOCIATION; NO; 8500 65TH STREET, TURTLE HOLLOW DRESSAGE; VERO BEACH; FL; 32967; HOA; SECRETARY; 8/1/2018; 1; 0; SEND OUT NOTICE AND TAKE MINUTES OF ANNUAL MEETING AND DIRECT INCOMING MAIL; 7.NAME OF ENTITY:TARLOV FORD BERRY FINANCIAL GROUP; YES; 20 TOWER LANE; AVON; CT; 06001; FINANCIAL SERVICES/DBA; IAR; 5/5/2021; 250; 130; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS; 8. NAME OF OTHER BUSINESS: PARAGON FINANCIAL GROUP, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PREPARATION; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: CPA; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PREPARING INCOME TAX RETURNS;
CRS (Client Relationship Summary) - RIA
Click below to view Robert Joseph Tarlov's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
April 18, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 20 Tower Ln Ste 210, Avon, CT 06001RIA
CRD#: 105644
AVON, CT
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #2: 20 Tower Ln Ste 210, Avon, CT 06001BD
CRD#: 13572
VERO BEACH, FL
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
February 27, 2001 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
AVON, CT
Past
January 2, 2001 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
AVON, CT
Past
March 6, 1997 - January 8, 2001
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
August 26, 1975 - March 13, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
August 26, 1975 - March 13, 1997
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/9/2021)
RR
California(6/9/2021)
RR
Connecticut(6/9/2021)
IAR
Connecticut(6/29/2023)
RR
Florida(6/10/2021)
IAR
Florida(4/18/2023)
RR
Georgia(6/9/2021)
RR
Idaho(6/9/2021)
RR
Maine(6/9/2021)
RR
Maryland(6/9/2021)
RR
Massachusetts(6/9/2021)
RR
Mississippi(6/9/2021)
RR
Nevada(6/9/2021)
RR
New Hampshire(6/9/2021)
RR
New Jersey(6/9/2021)
RR
New Mexico(10/14/2024)
RR
New York(6/9/2021)
RR
North Carolina(6/9/2021)
RR
Ohio(1/24/2024)
RR
Oregon(6/9/2021)
RR
Pennsylvania(6/9/2021)
RR
Rhode Island(6/9/2021)
RR
South Carolina(6/9/2021)
RR
Texas(1/2/2024)
IAR
Texas(1/2/2024)
RR
Vermont(7/19/2023)
RR
Virginia(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/21/1975
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
