Theodore Thomas Golba
Professional Summary
Theodore Thomas Golba was a registered financial advisor. Theodore was a previously registered financial professional and started their career in finance 2012 - 2014. Theodore had worked at 1 firm and has passed the Series 7 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
ACCESS FINANCIAL GROUP, INC. | CRYSTAL SECURITIES INC.
Contact Information
Main Address
118 North Clinton St-suite 450 Suite 450, Chicago, IL 60661Mailing Address
118 North Clinton St-suite 450, Chicago, IL 60661Phone Number
(312) 655-8200Established
Delaware since 12/18/1992Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
6SEC notice filing (19 States and Territories)
Registered to provide investment advisory services in 19 US states and territories.
FINRA licenses (45 States and Territories)
Registered to provide investment advisory services in 19 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VICTOR C CHIGAS GRANTOR TRUST FBO VICTOR J CHIGAS | OWNER | — |
| RICHARD KONST TRUST | OWNER | — |
| VICTOR C CHIGAS GRANTOR TRUST FBO CHRISTOPHER CHIGAS | OWNER | — |
| CHIGAS, CHRISTOPHER ROBERT | PRESIDENT, CHIEF COMPLIANCE OFFICER | 1832392 |
| CHIGAS, VICTOR JOHN JR | DIRECTOR, CEO, SR. OPTIONS PRINCIPAL | 1666547 |
| GORCHOFF, NANCY JO | DIRECTOR, C.O.O, C.F.O. | 1236418 |
| KONST, RICHARD IRL | DIRECTOR, VICE CHAIRMAN | 273746 |
Regulatory Assets Under Management
Total Number of Accounts
315AUM (Assets Under Management)
$302,333,577Disclosures
Regulatory Event
4Arbitration
2Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/09/2026 | Cover Page | Report |
| 09/13/2024 | Cover Page | Report |
| 08/23/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
ACCESS FINANCIAL GROUP, INC. | CRYSTAL SECURITIES INC.
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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